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27 results found

Article

Katten Muchin Rosenman LLP | USA, United Kingdom, European Union | 22 Feb 2019

ESMA to Recognize Three UK CCPs in the Event of a No-Deal Brexit

On February 18, the European Securities and Markets Authority (ESMA) published a press release confirming that it has adopted recognition decisions

Article

Katten Muchin Rosenman LLP | European Union | 15 Feb 2019

ESMA Publishes List of Thresholds Below Which an EU Prospectus Is Not Required

On February 8, the European Securities and Markets Authority (ESMA) published a document listing the thresholds relating to the value of an offering

Article

Katten Muchin Rosenman LLP | USA | 1 Jun 2018

MiFID IIMiFIR Q&As Updated and Guidelines Published on MiFID II Suitability Requirements

The European Securities and Markets Authority (ESMA) recently updated its questions and answers on the following topics: On May 29, the revised

Article

Katten Muchin Rosenman LLP | USA | 18 May 2018

Legal Entity Identifier Regulatory Oversight Committee Issues Second Progress Report

On May 2, the Legal Entity Identifier Regulatory Oversight Committee (LEI ROC) published its second progress report, which included an overview of the

Article

Katten Muchin Rosenman LLP | USA | 8 Dec 2017

ESMA Publishes Transitional Transparency Calculations for Equity and Bond Instruments

On December 7, the European Securities and Markets Authority (ESMA) published transitional transparency calculations (TTC) for equity and bond

Article

Katten Muchin Rosenman LLP | USA | 17 Nov 2017

ESMA Publishes Updated MiFID II Q&As

On November 14-15, the European Securities and Markets Authority (ESMA) updated several question and answer documents (Q&As) relating to the revised

Article

Katten Muchin Rosenman LLP | USA | 27 Oct 2017

ESMA Agrees to MiFID II Position Limits Proposed by FCA

On October 24, the European Securities and Markets Authority (ESMA) published nine opinions on limits regarding commodity derivatives under the

Article

Katten Muchin Rosenman LLP | USA | 13 Oct 2017

ESMA Highlights Importance of LEI for MiFID II Compliance

On October 9, the European Securities and Markets Authority (ESMA) published a briefing (Briefing) on the importance of the legal entity identifier

Article

Katten Muchin Rosenman LLP | USA | 6 Oct 2017

ESMA Publishes Additional Guidance on Direct Electronic Access

On October 3, the European Securities and Markets Authority (ESMA) updated its questions and answers on market structures topics (Q&A) under the

Article

Katten Muchin Rosenman LLP | USA | 6 Oct 2017

ESMA Translations of Guidelines on MiFID II Reporting, Recordkeeping and Clock Synchronization

On October 2, the European Securities and Markets Authority (ESMA) published the official, finalized versions of its Guidelines on transaction

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