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65 results found

Article

De Brauw Blackstone Westbroek | USA, Iran | 10 Mar 2014

Settlements in brief: Clearstream and Bank of Moscow settle Iran sanctions offence

Cases on violations of US sanctions law are settled fairly regularly, and we often consider settlements as setting precedents. We provide a brief

Article

De Brauw Blackstone Westbroek | Netherlands | 11 Feb 2013

AFM issues fine for passing on inside information

The AFM issued a EUR 2,500 fine to a securities trader on 10 December 2012 for passing on inside information regarding an imminent share issue by a

Article

De Brauw Blackstone Westbroek | European Union | 4 Feb 2013

Prevention of benchmark manipulation

The European Commission has amended its proposals for insider trading and market manipulation legislation to fight rate fixing. Manipulation of

Article

De Brauw Blackstone Westbroek | European Union | 4 Feb 2013

European Securities and Markets Authority - publications

ESMA has published the 18th version of its Questions and answers on prospectuses. The list of questions has been amended on a number of points

Article

De Brauw Blackstone Westbroek | Netherlands | 15 Oct 2012

Consultation on Financial Markets Amendment Bill 2014

The Minister of Finance is holding a consultation on this bill, which is open for comment until 18 October 2012.

Article

De Brauw Blackstone Westbroek | European Union | 12 Apr 2012

European Commission wants to make securities settlement safer and more efficient

The European Commission wants to harmonise the rules for central securities depositaries (CSDs) and has published a proposal for a regulation to that effect.

Article

De Brauw Blackstone Westbroek | European Union | 16 Nov 2011

European Commission proposes new rules on market manipulation and insider dealing

The European Commission has published a proposal for a regulation to replace the Market Abuse Directive.

Article

De Brauw Blackstone Westbroek | European Union | 16 Nov 2011

Proposed modernisation of Transparency Directive

The European Commission has published proposals for amendment of the Transparency Directive.

Article

De Brauw Blackstone Westbroek | Netherlands | 16 Nov 2011

Financial law changes effective 1 January 2012

Licence requirements for investment objects, securities and participation rights: the threshold for exemption from the licence requirement is raised from EUR 50,000 to EUR 100,000 per investment object, security or participation right.

Article

De Brauw Blackstone Westbroek | Netherlands | 16 Nov 2011

AFM publications

These AFM guidelines aim to encourage financial institutions to make the customer's interests the central focus.

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