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24 results found

Article

Stikeman Elliott LLP | Canada | 4 Apr 2019

CSA and IIROC Signal Balanced Approach to Regulating Crypto Asset Trading Platforms

On March 14, 2019, the Canadian Securities Administrators (“CSA”) and the Investment Industry Regulatory Organization of Canada (“IIROC”) published a

Article

Stikeman Elliott LLP | Canada | 4 Apr 2019

Les acvm et l’ocrcvm recherchent une réglementation équilibrée des plateformes de négociation de cryptoactifs

Les ACVM et l’OCRCVM veulent que soit envisagée avec beaucoup de soin la réglementation des plateformes de cryptoactifs, selon une démarche qui

Article

Stikeman Elliott LLP | Canada | 10 Feb 2016

La gouvernance au Canada - grands enjeux de la saison des assemblées 2016

Dans cet article, nous abordons les principaux enjeux qui seront, d’après nous, le point de mire des conseils d’administration et actionnaires

Article

Stikeman Elliott LLP | Canada | 17 Apr 2015

Prospectus exemption proposed for distributions to retail investors relying on investment dealers' advice

Securities regulators in British Columbia, New Brunswick and Saskatchewan yesterday proposed a new prospectus exemption that would allow issuers

Article

Stikeman Elliott LLP | Canada | 20 Oct 2014

Proposal for Canadian cooperative capital markets regulator: the Provincial Capital Markets Act

On October 9, 2015, the Canadian federal government's latest initiative to develop a cooperative capital markets regulatory regime continued to

Article

Stikeman Elliott LLP | Canada | 3 Mar 2014

CSA propose amendments to accredited investor and $150k exemptions

On February 27, the Canadian Securities Administrators published for comment proposed amendments to prospectus exemption rules, including the

Article

Stikeman Elliott LLP | Canada | 16 Jan 2013

Implementing new Canadian "notice-and-access" rules for electronic posting of proxy and other materials

The Canadian Securities Administrators (CSA) recently published final amendments to National Instrument 54-101 Communication with Beneficial Owners

Article

Stikeman Elliott LLP | Canada | 2 Aug 2012

British Columbia, Alberta and Quebec issue blanket relief in attempt at rolling back application of new OTC issuer rule

The securities commissions in British Columbia, Alberta and Quebec have each issued separate blanket orders exempting certain issuers from the application of Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets.

Article

Stikeman Elliott LLP | USA, Canada | 25 Jun 2012

US OTC market issuers could become subject to Canadian reporting obligations

The Canadian Securities Administrators in each province and territory of Canada other than Ontario (the adopting jurisdictions) recently adopted Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets.

Article

Stikeman Elliott LLP | Canada | 7 Jun 2012

Securities regulators continue their review of the "accredited investor" and other prospectus exemptions

The Canadian Securities Administrators today published an update on the status of their review of the “$150,000 minimum amount” and “accredited investor” exemptions.

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