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Article

Norton Rose Fulbright | European Union | 30 Sep 2014

UCITS V Directive: in a nutshell

In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (201491EU) (UCITS V)

Article

Norton Rose Fulbright | European Union | 4 Feb 2014

Financial services updater - 4 February 2014: clearing & settlement

The European Parliament has updated its procedure file on the proposed Regulation to amend and replace the Regulation on information on the payer

Article

Norton Rose Fulbright | United Kingdom, Global | 13 Jan 2014

Financial services updater 13 January 2014: retail

The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products

Article

Norton Rose Fulbright | Global | 31 May 2010

IOSCO publishes principles on cross-border supervisory cooperation

The International Organization of Securities Commissions (IOSCO) has published a final report which sets out principles regarding cross-border supervisory cooperation.

Article

Norton Rose Fulbright | USA, European Union | 31 May 2010

CESR technical advice on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for CRAs

The Committee of European Securities Regulators (CESR) has published its technical advice to the European Commission on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for credit rating agencies (CRAs).

Article

Norton Rose Fulbright | European Union | 31 May 2010

CESR intensifies co-ordination in the light of recent market volatility in euro denominated debt instruments

The Committee of European Securities Regulators (CESR) has issued a press release stating that it is intensifying the co-ordination of its members' market surveillance following the recent market volatility in euro denominated debt instruments.

Article

Norton Rose Fulbright | European Union | 31 May 2010

CESR report - technical details of the pan-European short selling disclosure regime

The Committee of European Securities Regulators (CESR) has published a report it has sent to the European Commission on the technical details of a pan-European short selling disclosure regime.

Article

Norton Rose Fulbright | United Kingdom | 31 May 2010

The FSA’s markets regulatory agenda

The FSA has published a paper which is entitled The FSA's markets regulatory agenda.

Article

Norton Rose Fulbright | European Union | 31 May 2010

Public hearing "market abuse: promoting deterrence, market integrity and investor protection"

The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels.

Article

Norton Rose Fulbright | USA | 28 May 2010

NYSE announces European clearing strategy

On 12 May 2010, NYSE Euronext announced that, subject to regulatory approval, it will commence clearing its European securities and derivatives business through two new, purpose-built clearing houses based in London and Paris in late 2012.

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