In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (201491EU) (UCITS V)
The European Parliament has updated its procedure file on the proposed Regulation to amend and replace the Regulation on information on the payer
The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products
The International Organization of Securities Commissions (IOSCO) has published a final report which sets out principles regarding cross-border supervisory cooperation.
The Committee of European Securities Regulators (CESR) has published its technical advice to the European Commission on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for credit rating agencies (CRAs).
The Committee of European Securities Regulators (CESR) has issued a press release stating that it is intensifying the co-ordination of its members' market surveillance following the recent market volatility in euro denominated debt instruments.
The Committee of European Securities Regulators (CESR) has published a report it has sent to the European Commission on the technical details of a pan-European short selling disclosure regime.
The FSA has published a paper which is entitled The FSA's markets regulatory agenda.
The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels.
On 12 May 2010, NYSE Euronext announced that, subject to regulatory approval, it will commence clearing its European securities and derivatives business through two new, purpose-built clearing houses based in London and Paris in late 2012.