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Article

Norton Rose Fulbright | European Union | 10 Jan 2014

Essential corporate news - week ending 10 January 2014

On 20 December 2013, the European Securities and Markets Authority (ESMA) published its final report containing draft regulatory technical standards

Article

Norton Rose Fulbright | European Union | 4 Jun 2010

European Commission Consultation Paper: modernisation of the Transparency Directive

On 28 May 2010, the European Commission published a consultation paper on the modernisation of Directive 2004109EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market (Transparency Directive).

Article

Norton Rose Fulbright | United Kingdom | 4 Jun 2010

The Takeover Panel Consultation Paper 20102: review of certain aspects of the regulation of takeover bids

On 1 June 2010, the Code Committee of the Takeover Panel published PCP 20102 as part of its review of certain aspects of the regulation of takeover bids.

Article

Norton Rose Fulbright | European Union | 28 May 2010

CESR: technical details of the pan-European short selling disclosure regime

On 26 May 2010 the Committee of European Securities Regulators (CESR) published a report on the technical details of the pan-European short selling disclosure regime (the Report), together with a covering letter, dated 18 May 2010, sent by CESR to the European Commission.

Article

Norton Rose Fulbright | European Union | 30 Apr 2010

CESR consultation paper on proposed amendments to CESR’s recommendations for consistent implementation of the prospectus regulation regarding mineral companies

On 23 April 2010 the Committee of European Securities Regulators (CESR) published a consultation paper on its proposed amendments to its recommendations (CESR05-054b) (CESR Recommendations) for the consistent implementation of the European Commission’s Regulation on Prospectuses (No. 8092004) (PD Regulation) regarding mineral companies.

Article

Norton Rose Fulbright | United Kingdom | 30 Apr 2010

FSA Consultation Paper 1011: implementing aspects of the Financial Services Act 2010, including proposals on short selling

On 26 April 2010 the Financial Services Authority (FSA) published a consultation paper on the implementation of certain aspects of the Financial Services Act 2010.

Article

Norton Rose Fulbright | United Kingdom | 23 Apr 2010

FSA fines and bans research analyst and spread better for repeated market abuse

On 16 April 2010 the Financial Services Authority (FSA) published a Final Notice relating to Sameer Patel, who was fined £180,541, and Robin Chhabra, who was fined £95,000, for engaging in market abuse in contravention of sections 123(1) and 118(2) Financial Services and Markets Act 2000 (FSMA).

Article

Norton Rose Fulbright | United Kingdom | 23 Apr 2010

FSA imposes fines of £4.25 million on Winterflood Securities Limited and two traders for market abuse

On 22 April 2010 the Financial Services Authority (FSA) published Final Notices to Winterflood Securities Limited (Winterflood), a market maker, and two of its traders, Stephen Sotiriou and Jason Robins, imposing fines of £4 million, £200,000 and £50,000 respectively for engaging in market abuse in contravention of sections 123(1) and 118(2) Financial Services and Markets Act 2000 (FSMA).

Article

Norton Rose Fulbright | United Kingdom | 9 Apr 2010

FSA Consultation Paper 1010: Quarterly Consultation No. 24

On 6 April 2010 the Financial Services Authority (FSA) published Quarterly Consultation No. 24 (CP 1010).

Article

Norton Rose Fulbright | European Union | 9 Apr 2010

CESR review panel report: Market Abuse Directive Options and Discretions 2009

On 6 April 2010 the Committee of European Securities Regulators (CESR) published a review of how securities regulators across Europe use options and discretions applied by CESR Members under the European Market Abuse Directive (MAD) regime.

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