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26 results found

Article

Norton Rose Fulbright | United Kingdom | 1 Apr 2010

FSA: Handbook Administration (No 17) Instrument 2010: amendments to the FSA Handbook, including Chapter 13 and Appendix 3 of the Listing Rules

On 29 March 2010 the Financial Services Authority (FSA) published Handbook Administration (No 17) Instrument 2010 (FSA 20108) which makes various amendments to the FSA Handbook, including the Listing Rules (LRs).

Article

Norton Rose Fulbright | United Kingdom | 26 Mar 2010

Financial Services Authority - Market Watch issue no.34

The Financial Services Authority (FSA) have published Issue 34 of their Market Watch Newsletter.

Article

Norton Rose Fulbright | United Kingdom | 19 Mar 2010

Listing Regime FAQs

On 16 March 2010, the UK Listing Authority (UKLA) published a set of frequently asked questions (FAQs) on the review of the Listing Regime.

Article

Norton Rose Fulbright | United Kingdom | 12 Mar 2010

HM Treasury: extension of the statutory regime for issuer liability: a response to consultation

On 9 March 2010 HM Treasury published a response to its consultation paper on proposals to extend the statutory regime for issuer liability, which is contained in section 90A Financial Services and Markets Act 2000 (FSMA) (inserted by section 1270 Companies Act 2006), together with the final draft of The Financial Services and Markets Act 2000 (Liability of Issuers) Regulations 2010 (the FSMA Regulations) and accompanying explanatory memorandum.

Article

Norton Rose Fulbright | United Kingdom | 5 Mar 2010

List! supplementary edition - issue no. 24 - March 2010

On 2 March 2010 the Financial Services Authority (FSA), acting in its capacity as the UK Listing Authority (UKLA), published a supplementary edition of LIST! (LIST! 24) in relation to the interaction between working capital statements and risk factors.

Article

Norton Rose Fulbright | European Union | 5 Mar 2010

CESR proposal for a pan-European short selling disclosure regime - feedback statement and report

On 2 March 2010 the Committee of European Securities Regulators (CESR) published a feedback statement in response to comments received following publication in July 2009 of its consultation paper on the proposal for a mandatory pan-European short selling disclosure model and a subsequent report containing its proposed model, which has been submitted to the European Commission.

Article

Norton Rose Fulbright | Global | 26 Feb 2010

IOSCO: principles for periodic disclosure by listed entities - final report

On 22 February 2010 the Technical Committee of the International Organization of Securities Commissions (IOSCO) published its final report on principles for periodic disclosure by listed entities.

Article

Norton Rose Fulbright | European Union | 12 Feb 2010

CESR consultation paper: proposal to extend major shareholder notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares

On 9 February 2010 the Committee of European Securities Regulators (CESR) published a consultation paper on its proposal to extend major shareholding notifications to instruments of similar economic effect to the holding of shares and entitlements to acquire shares.

Article

Norton Rose Fulbright | USA | 12 Feb 2010

SEC guidance regarding disclosure related to climate change

On 2 February 2010 the US Securities and Exchange Commission (SEC) published an interpretive release to provide guidance to US public companies regarding the SEC's existing disclosure requirements as they apply to climate change matters.

Article

Norton Rose Fulbright | European Union | 22 Jan 2010

CESR frequently asked questions regarding prospectuses: common positions agreed by CESR members - 10th updated version

On 15 January 2010 the Committee of European Securities Regulators (CESR) published the tenth version of its frequently asked questions (FAQs) regarding prospectuses.