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8,646 results found

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 14 Jun 2019

FCA Confirms Extension of Temporary Permissions Regime to October 30

On May 24, the UK Financial Conduct Authority (FCA) published a press release confirming that it is extending the deadline for notifications for the

Article

Katten Muchin Rosenman LLP | European Union | 14 Jun 2019

EMIR REFIT Published in the Official Journal of the European Union

On May 28, the regulation amending the European Market Infrastructure Regulation (EMIR), or EMIR REFIT, was published in the Official Journal of the

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 14 Jun 2019

ESMA Updates Statement on the Impact of Brexit on the MiFIR Trading Obligation for Shares

On May 29, the European Securities and Markets Authority (ESMA) published a revised statement outlining its approach relating to the trading

Article

Herbert Smith Freehills LLP | United Kingdom, European Union | 14 Jun 2019

The month ahead in financial services regulatory developments

In this blog post, we round-up forthcoming developments in the UK and at EU and International levels in financial services regulation for July 2019

Article

Katten Muchin Rosenman LLP | United Kingdom | 14 Jun 2019

FCA Publishes Policy Statement and Final Rules on the Shareholder Rights Directive II and Related Party Transactions

On May 31, the UK Financial Conduct Authority (FCA) published its policy statement titled “Proposals to Promote Shareholder Engagement: Feedback to

Article

Schulte Roth & Zabel LLP | European Union | 13 Jun 2019

EMIR REFIT: Investment Funds Are Required to Notify the FCA and ESMA If They Exceed the Clearing Threshold with Effect from 17 June 2019

EMIR REFIT enters into force on Monday, 17 June 2019 (“Effective Date”). Under EMIR REFIT, financial counterparties (“FCs”) are required to calculate

Article

Gowling WLG | United Kingdom | 13 Jun 2019

FCA releases new rules for crowdfunding platforms

The Financial Conduct Authority (FCA) published its in Policy Statement (PS1914) on 4 June 2019, outlining new rules for loan based ('peer-to-peer')

Article

RPC | United Kingdom | 12 Jun 2019

FCA and PRA jointly fine bank for repeated outsourcing failings

R. Raphael & Sons PLC (Raphaels), one of the UK's oldest lenders, has been criticised and fined jointly by the FCA and PRA after it was found that the

Article

MinterEllison | United Kingdom | 12 Jun 2019

The governance implications of AI in the financial services context

The increased automation of systems in the financial services sector poses new governance challenges for boards (and for regulators

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 12 Jun 2019

The overdraft market - a new era

The consultation paper implements reforms to help consumers better engage with and understand their overdrafts, obliging banks to offer: In 2017, the

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