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384 results found

Article

Borden Ladner Gervais LLP | Canada | 4 Mar 2019

A Practical Guide to Handling Whistleblower Complaints for In-House Counsel

Last week, the Ontario Securities Commission (OSC) announced that it had awarded $7.5 million to three whistleblowers who provided tips that led to

Article

Osler Hoskin & Harcourt LLP | Canada | 1 Mar 2019

Ontario Securities Commission announces first ever whistleblower awards

In a landmark announcement on February 27, 2019, the Ontario Securities Commission said that it had paid out its first-ever whistleblower awards

Article

McMillan LLP | Canada | 5 Dec 2018

Alberta Securities Commission Introduces New Whistleblower Policy

On November 19, 2018, the Alberta Securities Commission (“ASC”) announced the creation of its new whistleblower program (the “Program”) and the Office

Article

Blake Cassels & Graydon LLP | Canada, Ireland | 26 Nov 2018

Alberta Securities Commission Announces New Whistleblower Program

On November 20, 2018, the Alberta Securities Commission (ASC) announced the creation of its Whistleblower Program (Program) through the adoption of

Article

Stikeman Elliott LLP | Canada | 23 Aug 2018

Whistleblower Program Working Well, OSC Finds In Two-Year Review

The Ontario Securities Commission (OSC) recently released an update on the progress of its whistleblower program. As we discussed in a July 2016 post

Article

AUM Law | Canada | 1 Aug 2018

OSC’s Whistleblower Program Toots Its Own Horn on Its Second Anniversary

On June 29, the Ontario Securities Commission (OSC) celebrated the second anniversary of its Whistleblower Program (Program) by sharing some

Article

Osler Hoskin & Harcourt LLP | Canada | 11 Jul 2018

200 tips in two years: The continued progress of the OSC’s Whistleblower Program

On June 29, 2018, the Ontario Securities Commission (“OSC”) released an update detailing the progress of its Whistleblower Program. As we have

Article

McCarthy Tétrault LLP | United Kingdom, Canada | 23 May 2018

Lessons in Responding to Whistleblower Complaints from Recent UK Settlement

The UK’s Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) recently reached a settlement with the CEO of Barclays Group

Article

Osler Hoskin & Harcourt LLP | USA, Canada | 30 Apr 2018

European Union proposes whistleblower protections

In a significant development for businesses with a presence in the European Union, the EU issued a proposal on April 23, 2018 for new legislation that

Article

Osler Hoskin & Harcourt LLP | USA, Canada | 28 Mar 2018

SEC announces $82-million in whistleblower awards

On March 19, 2018 the SEC announced its largest whistleblower award to-date, awarding $49,000,000 jointly to two claimants and $33,000,000 to a third

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