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Results: 1-10 of 6,503

Bridging the Week by Gary DeWaal: September 18 to 22 and September 25, 2017 (My Affiliate’s Keeper? CFTC Flexes Cryptocurrency Muscle Can SEC Keep a Secret?)
  • Katten Muchin Rosenman LLP
  • Hong Kong, USA
  • September 24 2017

Last week, the Commodity Futures Trading Commission required a futures commission merchant to pay a fine of US $2.5 million to resolve charges it


Daily financial services roundup including ECB consultation on draft guides to credit institution licensing
  • Addleshaw Goddard LLP
  • European Union, Hong Kong, United Kingdom
  • September 22 2017

The FCA has published its Regulation round-up for September 2017. Among other things, the round-up details the outcomes of its latest annual review of


SFC and Exchange concluded joint consultation on listing regulation
  • Deacons
  • Hong Kong
  • September 22 2017

On 15 September 2017, the Securities and Futures Commission (the “SFC”) and The Stock Exchange of Hong Kong Limited (the “Exchange”) published the


Conclusions released on the revamp of Hong Kong’s regulatory structure for decision making in listing related matters
  • Herbert Smith Freehills LLP
  • Hong Kong
  • September 22 2017

The Hong Kong Stock Exchange (Stock Exchange) and the Securities and Futures Commission (SFC) have jointly announced their consultation conclusions on


The new Apology Ordinance
  • Bird & Bird
  • Hong Kong
  • September 21 2017

On 13 July 2017, the Apology Ordinance (Cap 631) ("AO") was passed at the Legislative Council ("LegCo"). The AO will come into operation on 1 December


Current status regarding the Employment (Amendment) Bill 2017 ("2017 Bill")
  • Bird & Bird
  • Hong Kong
  • September 21 2017

The 2017 Bill is largely similar to the Employment (Amendment) Bill 2016 ("2016 Bill") introduced into the LegCo in March 2016, but lapsed following


Introduction of statutory claw back order of remuneration from officers of financial institutions in resolution process
  • Bird & Bird
  • Hong Kong, USA
  • September 21 2017

The Financial Institutions (Resolution) Ordinance (Cap 628) ("FIRO") and the Financial institutions (Resolution) (Protected Arrangements) Regulation


2017 Mid-Year Cross-Border Government Investigations and Regulatory Enforcement Review
  • Baker & Hostetler LLP
  • Canada, European Union, Hong Kong, Ireland, United Kingdom, USA
  • September 20 2017

Welcome to BakerHostetler’s semi-annual Cross-Border Government Investigations and Regulatory Enforcement Review, with this edition delivering news


Conclusions released on the revamp of Hong Kong's regulatory structure for decision making in listing related matters
  • Herbert Smith Freehills LLP
  • Hong Kong
  • September 20 2017

The Hong Kong Stock Exchange (Stock Exchange) and the Securities and Futures Commission (SFC) have jointly announced their consultation conclusions


Termination of arbitral proceedings
  • Deacons
  • Hong Kong
  • September 19 2017

There are many reasons why a party to arbitration proceedings may wish to end such proceedings before the final award is published, for example, due