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SEC Regulated Companies
  • Matheson
  • Ireland, USA
  • July 28 2017

Section 279 of the Companies Act 2014 (and its predecessor, section 1 of the Companies (Miscellaneous Provisions) Act 2009), as amended, allowed, by

US Anniversary and the (Possible) Regulation of Crowdfunding in Ireland
  • Mason Hayes & Curran
  • Ireland, USA
  • May 19 2017

The US has just celebrated the first anniversary of its regulated crowdfunding regime, known as "Regulation Crowdfunding". It was by all accounts a

Financial Services Update, Vol. 12, Issue 20
  • Winston & Strawn LLP
  • European Union, Ireland, United Kingdom, USA
  • May 15 2017

U.S. financial regulators are tackling one of Wall Street’s biggest concerns by discussing the Volcker Rule. The Volcker Rule governs banks’

SEC Announces First Whistleblower Awards Under New Administration
  • Bryan Cave LLP
  • Ireland, USA
  • May 5 2017

In the past week, the United States Securities and Exchange Commission announced the first two awards it has granted to whistleblowers under the Trump

US Financial CHOICE Act: An Update
  • Mayer Brown
  • Ireland, USA
  • March 10 2017

In February 2017, US Representative Jeb Hensarling (R-Texas), chair of the House Financial Services Committee, penned a memorandum ("February Memo"

How the Trump Administration May Impact the Oversight and Enforcement of Dodd-Frank’s Whistleblower Protections
  • Epstein Becker Green
  • Ireland, USA
  • March 3 2017

On the campaign trail, President Trump vowed to “dismantle” Dodd-Frank. Dodd-Frank was enacted in the wake of the 2008 financial crisis to curtail

2016 year in review: select SEC and FINRA developments and enforcement cases
  • Morgan Lewis
  • Ireland, USA
  • February 28 2017

During 2016, and in the period following the presidential election, there have been significant personnel changes at the SEC. The Commission's

Brexit Tracker IV: Keeping you informed
  • McCann FitzGerald
  • European Union, Global, Ireland, OECD, United Kingdom, USA
  • February 23 2017

McCann FitzGerald is committed to keeping our clients up-to-date in relation to the legal and related politicaleconomic developments in respect

Implementing EMIR's variation margin obligations for uncleared derivatives
  • Dillon Eustace
  • European Union, Ireland, United Kingdom, USA
  • February 23 2017

As the clock ticks down towards the 1st March 2017 deadline for implementing the EMIR variation margin exchange requirements, we recap on the main

Global Anti-Bribery Year-in-Review: 2016 Developments and Predictions for 2017
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • Canada, Ireland, United Kingdom, USA
  • February 7 2017

The past year was consequential for FCPA enforcement in numerous respects, including blockbuster penalties, new policy initiatives, and the SEC's