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Results: 1-10 of 89

IOSCO Final Report: fit and proper assessment - best practice
  • Norton Rose Fulbright LLP
  • Global
  • December 21 2009

On 11 December 2009, the International Organization of Securities Commissions (IOSCO) published a Final Report which sets out best practices in relation to the fit and proper assessment


Financial services updater 13 January 2014: insurance
  • Norton Rose Fulbright LLP
  • European Union, Global, United Kingdom
  • January 13 2014

The European Insurance and Occupational Pensions Authority (EIOPA) has published an updated version of its Risk Dashboard. In the main, despite some


Senior Supervisors Group: risk management lessons from the global banking crisis of 2008
  • Norton Rose Fulbright LLP
  • Global
  • October 26 2009

The Senior Supervisors Group (SSG) comprises of national regulators from the following countries


Supervisory guidance for assessing banks' financial instrument fair value practices - final paper
  • Norton Rose Fulbright LLP
  • Global
  • April 27 2009

In June 2008, the Basel Committee on Banking Supervision (the Committee) published an assessment of fair value measurement and modelling challenges faced by banks during the market turmoil


Hedge Funds Oversight: Final report
  • Norton Rose Fulbright LLP
  • Global
  • June 29 2009

On 18 March 2009, the International Organization of Securities Commissions (IOSCO) published a Consultation Report entitled Hedge Funds Oversight


Declaration on further steps to strengthen the financial system
  • Norton Rose Fulbright LLP
  • Global
  • September 14 2009

A declaration on further steps to strengthen the financial system has been published following a meeting of G20 Finance Ministers and Central Bank Governors in London on 4-5 September 2009


IOSCO publishes regulatory standards for funds of hedge funds
  • Norton Rose Fulbright LLP
  • Global
  • September 21 2009

On 14 September 2009, the International Organization of Securities Commissions (IOSCO) announced the publication of Elements of International Regulatory Standards on Funds of Hedge Funds Related Issues Based on Best Market Practices


Global regulation and investigations challenges ahead in 2015
  • Norton Rose Fulbright LLP
  • Africa, Asia-Pacific, Canada, European Union, Global, Middle East, USA
  • March 2 2015

Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and


Financial services updater 13 January 2014: retail
  • Norton Rose Fulbright LLP
  • Global, United Kingdom
  • January 13 2014

The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products


Financial services updater 13 January 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, Global
  • January 13 2014

The Joint Forum which consists of the Basel Committee on Banking Supervision, the International Organization of Securities Commissions and the