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Results: 1-10 of 4,433

Cyber attacks: legal and regulatory considerations arising in their wake
  • Mayer Brown LLP
  • United Kingdom
  • August 18 2017

Cybercrime has been an ever-present threat facing businesses over the past two decades. However, the profile of such threats has been significantly


All change here: extending the Senior Managers and Certification Regime
  • Corker Binning
  • United Kingdom
  • August 16 2017

On the 26 July 2017, the FCA published outline proposals to fundamentally change the manner in which people working in financial services are


Daily financial services roundup including FCA study on investment platforms' 'best buy lists'
  • Addleshaw Goddard LLP
  • United Kingdom
  • August 11 2017

The Treasury Committee has issued a press release responding to BoE conflicts of interest report. In the press release, Nicky Morgan, chair of the


Key Regulatory Topics: Weekly Update - 4 August - 10 August 2017
  • Allen & Overy LLP
  • European Union, United Kingdom
  • August 11 2017

On 9 August, the HoC Treasury Committee published a letter (dated 2 August) from Sam Woods, BoE Deputy Governor, Prudential Regulation, and Chief


Daily financial services roundup including the Bank of England's approach to conflicts of interest
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • August 10 2017

The Financial Stability Board has published an article highlighting the progress of banking reform in the ten years after the start of the financial


Daily financial services roundup including publication of Solvency II Regulation in OJEU
  • Addleshaw Goddard LLP
  • European Union, Global, United Kingdom
  • August 9 2017

The Bank for International Settlement (BIS) has published working paper no 655 on the Fintech Opportunity by Thomas Phillippon, a member of the


Investment Funds Update: Europe - United Kingdom
  • Dechert LLP
  • United Kingdom
  • August 8 2017

The FCA published its long-expected consultation paper (CP1725) on 26 July, with proposed rules to extend the Senior Managers and Certification


Extending the SMCR to Insurance Intermediaries: FCA Proposals - "At a Glance"
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 7 2017

The UK Senior Managers and Certification Regime (SMCR) is being extended to all financial services firms during 2018


FCA consults on extending the SMCR to insurance intermediaries
  • Herbert Smith Freehills LLP
  • United Kingdom
  • August 7 2017

The FCA has published proposals to extend the Senior Managers and Certification Regime (SMCR), which already applies to banks, to other financial


The new PPI complaint deadline: the beginning of the end or the end of the beginning?
  • Squire Patton Boggs
  • United Kingdom
  • August 7 2017

As discussed in a previous blog (3 May 2017), consumers seeking compensation in relation to any new payment protection insurance (“PPI“) complaint