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Results: 1-10 of 1,177

Second Circuit: Fifth Amendment Bars Testimony Compelled by Foreign Governments
  • Latham & Watkins LLP
  • United Kingdom, USA
  • July 31 2017

The court vacates LIBOR convictions with significant implications for US criminal cases involving cross-border investigations. Key Points: â


FCA Annual Report: A Renewed Focus on Market Abuse
  • Baker McKenzie
  • United Kingdom
  • July 28 2017

Last week saw the Financial Conduct Authority's (FCA) annual public meeting and this follows the recent publication by the UK's principal financial


Funds Update - Ireland Quarterly Update April - June 2017
  • Maples and Calder
  • European Union, Ireland, United Kingdom
  • July 27 2017

On 15 May 2017 the Central Bank of Ireland ("Central Bank") published the UCITS question and answers ("Q&As") 17th Edition. A new question ID1076 on


Investment Firms Quarterly Legal and Regulatory Update - Period covered: 1 April 2017 - 30 June 2017
  • Dillon Eustace
  • European Union, Ireland, United Kingdom
  • July 11 2017

On 4 April 2017, the European Securities and Markets Association (“ESMA”) published a press release (ESMA35-43-349) announcing that it has added new


Funds Quarterly Legal and Regulatory Update - Period covered: 1 April 2017 - 30 June 2017
  • Dillon Eustace
  • European Union, Ireland, United Kingdom
  • July 10 2017

On 6 April 2017, the European Securities and Markets Authority ("ESMA") published its updated Q&A on the application of the UCITS Directive


Financial services and banking news update - 7 July 2017
  • Addleshaw Goddard LLP
  • European Union, Global, United Kingdom
  • July 7 2017

The FCA has published finalised guidance on the treatment of politically exposed persons (PEPs) for anti-money laundering purposes


Debt Capital Markets - Global insights
  • Hogan Lovells
  • European Union, United Kingdom, USA
  • June 20 2017

At Hogan Lovells, we follow industry trends very closely and we take great care to listen to our clients and contacts - to understand the issues they


Financial Services Update, Vol. 12, Issue 23
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 12 2017

On June 5th, the SEC charged a Utah-based brokerage firm with thousands of violations of Section 17(a) of the Securities Exchange Act of 1934 and


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


The Financial Report, 11 May 2017, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • May 11 2017

EBA launches public consultation on draft standards on the eligibility criteria for granting simplified obligations for recovery and