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Amendments to 2007 Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 3 December 2009, the Joint Money Laundering Steering Group (JMLSG) published final amendments to its December 2007 Guidance


Financial services updater - 4 February 2014: money laundering
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the


Review of the Money Laundering Regulations 2007
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

HM Treasury has published a new page on its website stating that it is planning a review of the Money Laundering Regulations 2007 (2007 Regulations


Prevention of money launderingcombating terrorist financing - guidance for the UK financial sector - part II
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

The Joint Money Laundering Steering Group (JMLSG) has carried out a review of its Money Laundering Guidance for the Financial Sector


FSA fines broker for failing to prevent insider dealing
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 7 2009

The FSA has fined an investment adviser at a retail stockbroking firm £20,000 for a breach of Principle 3 in failing to identify that a transaction was being conducted on the basis of inside information


Promised revision of Part 1 of the Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 17 2009

Recently the Board of the Joint Money Laundering Steering Group (JMLSG) has carried out a review of its Money Laundering Guidance


OFT anti-money laundering registration policy
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 6 2009

The Office of Fair Trading (OFT) has published a policy note on anti-money laundering registration


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 7 2009

An insurance broker has been prohibited following his conviction for conspiracy to defraud


The FSA's agenda for fighting financial crime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The FSA has published a speech given by Margaret Cole, Director of Enforcement, FSA


Setting out the FSA’s strategy and approach to fighting fraud
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 21 2009

On 11 September 2009, the FSA published a speech by Margaret Cole, Director of Enforcement, FSA