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Results: 1-10 of 569

Crowdfunding
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 10 2014

Crowdfunding, the term used to describe the increasingly popular method of financing, or re-financing individuals, firms, charities or activities by


Amendments to 2007 Guidance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 3 December 2009, the Joint Money Laundering Steering Group (JMLSG) published final amendments to its December 2007 Guidance


The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order


Structured investment products suitability assessment template - FAQs
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

The FSA has published frequently asked questions that are designed to help firms understand and interpret the structured investment products suitability assessment template that was published on 27 October 2009


Client Money and Asset report Dear CEO letter - follow up
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 28 2010

On 19 January 2010, the FSA published a Dear CEO letter it had sent to firms drawing their attention to concerns over the handling of client money and assets


Company debt buy-back
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 19 2009

On 14 October 2009 the Government announced a major change to the way in which company buy-backs of debt will be taxed


FSA speech - Delivering credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a speech by Margaret Cole (Director of Enforcement, FSA) entitled Delivering credible deterrence


FSA speech - Building a more stable global banking system
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a speech by Adair Turner (Chairman, FSA) entitled Building a more stable global banking system


Feedback Statement 101: Mortgage Market Review: Feedback on DP093
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The FSA has published Feedback Statement 101: Mortgage Market Review: Feedback on DP093 (FS101


The role of macro-prudential policy
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The Bank of England (BoE) has published a Discussion Paper on the role of macro-prudential policy in restraining the build-up of risks in the financial system