We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 135

Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 28 January 2010, the FSA published Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review) (CP103


FSA - stress testing main page
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

Stress and scenario testing is an important element in firms' planning and risk management processes, helping them to identify, analyse and manage the risks inherent within their businesses


FSA independent review of financial promotions compliance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, the FSA published the results of an independent three-year assessment of financial promotions compliance standards


Policy Statement 097: Financial services compensation scheme: review of limits - Feedback on CP0815 and made rules for non-deposit limits
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

In October 2008, the FSA published Consultation Paper 0815: Financial Services Compensation Scheme: Review of limits (CP0815


Handbook Development newsletter (issue 110)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published issue 110 of its Handbook Development newsletter


FSA speech - Delivering credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a speech by Margaret Cole (Director of Enforcement, FSA) entitled Delivering credible deterrence


Feedback Statement 091: Insurance Risk Management: The Path to Solvency II - feedback on DP084
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 11 2009

In September 2008, the FSA published Discussion Paper 084: Insurance Risk Management: The Path to Solvency II (DP084


Financial services firms’ approach to UK financial sanctions
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a report from its Financial Crime and Intelligence Division entitled Financial services firms’ approach to UK financial sanctions (the Report


FSA speech - Tackling financial crime in the current economic climate
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a speech by Sally Dewar (Managing Director, Wholesale, FSA) entitled Tackling financial crime in the current economic climate


The costs and benefits of regulation in a market with consumer confusion
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2009

The FSA has published its latest Occasional Paper entitled The costs and benefits of regulation in a market with consumer confusion (the Paper