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Regulatory M&A due diligence: how to get it right
  • Dentons
  • United Kingdom
  • March 27 2012

Changes to regulation over the coming years are likely to lead to an increase in disposals of businesses or parts of business


FCA decides to ban former LIBOR trader
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has published its Decision Notice concerning a former derivatives trader at UBS, Arif Hussein, banning him from performing any significant


Crowded house - UK legislation and FCA regulation of crowdfunding
  • Dentons
  • United Kingdom
  • February 13 2015

Post-financial crisis, many small businesses, unable to get bank financing in the wake of the tightening of bank Capital Rules, turned to


FCA makes EU MAR rules
  • Dentons
  • United Kingdom, European Union
  • April 29 2016

FCA has published its final rule amendments for the effective date of EU MAR. The changes will take effect on 3 July 2016 and will amend several


UK to disregard SSR market making exemption guidelines
  • Dentons
  • European Union, United Kingdom
  • June 21 2013

ESMA has published a table showing whether national regulators intend to comply with the guidelines on the exemption for market makers from the Short


What the Vickers Report means to you
  • Dentons
  • United Kingdom
  • September 21 2011

The Independent Commission on Banking (ICB) published its Final Report (known as the Vickers Report)(the Report) on 12 September


PRIPs and the RDR the future for retail products?
  • Dentons
  • United Kingdom
  • May 9 2011

It is practically impossible to keep track of all the initiatives coming from Brussels, Canary Wharf and beyond that will affect the retail markets


Financial Regulatory Developments 23 January - Cases
  • Dentons
  • United Kingdom
  • January 23 2015

The Supreme Court has granted leave to appeal from the Court of Appeal's decision on Asset Land Investment Plc and another v. FCA 2014 EWCA Civ 435


FCA publishes NPPR form guidance
  • Dentons
  • United Kingdom
  • August 16 2013

FCA has published guidance to help applicants complete its forms for the National Private Placement Regime (NPPR) under AIFMD. (Source: FCA Publishes


Financial Regulatory Developments 27 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 27 2015

FCA has updated on its authorisation and supervision priorities for funds. It says: from April 2015 it will introduce new targets for authorisation