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Whistleblowing in Australia
  • Holding Redlich
  • Australia
  • August 23 2017

A guide to whistleblowing regulations in Australia


Enforcement report confirms ASIC’s focus for remainder of 2017
  • DLA Piper LLP
  • Australia
  • August 23 2017

On 22 August 2017, ASIC released a report regarding its enforcement outcomes from the first half of 2017. The report also flags what the focus of


Making decisions about cyber insurance
  • Maddocks
  • Australia
  • August 21 2017

Now is a good time to be considering, or reconsidering, cyber insurance. The Australian cyber insurance market is in its infancy, compared with the


Global Registration Services - Market Update, Q2 2017
  • Maples and Calder
  • Asia-Pacific, Australia, Belgium, Czech Republic, European Union, Hong Kong, Ireland, Luxembourg, Norway, United Kingdom
  • August 21 2017

On 24 May 2017, the European Securities and Markets Authority ("ESMA") published an updated Q&A on the application of AIFMD and its implementing


Holding DOCAs hold firm
  • Corrs Chambers Westgarth
  • Australia
  • August 18 2017

This week’s TGIF considers the decision of Mighty River International Ltd v Hughes, in which the WA Court of Appeal held that a ‘Holding DOCA’ was


ASIC Enforcement Review: Breach reporting
  • Dentons
  • Australia
  • August 18 2017

On 11 April 2017, Treasury has released a consultation paper on breach reporting by financial services and credit licensees. For AFS licensees, the


AFS and ACL Licensing - Treasury Taskforce Positions and Consultation Paper 3
  • Dentons
  • Australia
  • August 18 2017

The paper makes six recommendations. ASIC should be able to take action if it suspects the controllers of an Australian financial services licence


Merger of EDR Schemes
  • Dentons
  • Australia
  • August 18 2017

A transition team will be put in place to ensure that the Australian Financial Complaints Authority (AFCA) is operational by 1 July 2018. Provided the


Industry Codes - Treasury Taskforce Positions and Consultation Paper 4
  • Dentons
  • Australia
  • August 18 2017

This paper discusses a proposal that key industry codes should be subject to ASIC approval and that industry members be oblige


ASIC’S Search Warrant Powers - Treasury Taskforce Positions and Consultation Paper 2
  • Dentons
  • Australia
  • August 18 2017

This paper discusses a proposal to enhance and consolidate ASIC's search warrant pow