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Trans-Tasman mutual recognition of financial advisers effective from this week
  • Russell McVeagh
  • Australia, New Zealand
  • July 5 2012

The Australian Securities & Investments Commission (ASIC) and New Zealand’s Financial Markets Authority (FMA) have confirmed that mutual recognition arrangements for Australian and New Zealand financial advisers take effect from the end of this week

Trans-Tasman mutual recognition of financial advisers
  • Buddle Findlay
  • Australia, New Zealand
  • August 7 2012

The Australian Securities and Investments Commission and the New Zealand Financial Markets Authority have implemented a mutual recognition scheme for financial advisers

Temporary Aussie exemption from financial advisers regime
  • Chapman Tripp
  • Australia, New Zealand
  • July 25 2011

Australian-regulated financial advisers will be exempt from the new financial services regulatory regime until 30 June 2013 so that they can continue to service their New Zealand-based clients while long-term arrangements for mutual “trans-Tasman” recognition are developed

Financial services quarterly
  • Bell Gully
  • Australia, New Zealand
  • March 12 2013

Welcome to the Autumn 2013 issue of Financial Services Quarterly. Each edition reviews current legal issues and highlights upcoming developments that

Going to Market - consumer law update - June 2016
  • Chapman Tripp
  • Australia, New Zealand
  • June 14 2016

The risks for organisations from breaching consumer law are high with increased penalties, new fair trading and consumer credit regimes and more