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The guide to social media and the securities laws
  • Morrison & Foerster LLP
  • USA
  • August 15 2017

The growing use of social media has created challenges for federal securities regulators, who must enforce antifraud rules that were written at a time

Third Party Risk in a Global Environment: Key Survey Findings
  • NAVEX Global (US)
  • Global, USA
  • August 15 2017

Most organizations engage with hundreds, if not often thousands, of third party vendors, suppliers, agents and business partners, creating a daunting

Transatlantic Financial Services Developments
  • Steptoe & Johnson LLP
  • European Union, United Kingdom, USA
  • August 14 2017

The European Commission (Commission) began the first phase of negotiations with the UK on June 19, continued on July 17. Negotiators are expected to

Employment Law Authority - JulyAugust 2017
  • Ogletree Deakins
  • USA
  • August 14 2017

On June 26, 2017, the Occupational Safety and Health Administration (OSHA) announced the return of its heat illness prevention campaign: Water. Rest

Decline in IPOsblame Dodd-Frank?
  • Cooley LLP
  • USA
  • August 10 2017

A frequent lament these days is the decline in the number of IPOs and public companies generally, with much of the discussionparticularly at the

Governance & Securities Law Focus: Latin America Edition, August 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • August 9 2017

On June 29, 2017, the US Securities and Exchange Commission's ("SEC") Division of Corporation Finance announced that, beginning on July 10, 2017, it

DOL Fiduciary Rule becomes effective, additional comments requested
  • Dinsmore & Shohl LLP
  • USA
  • August 9 2017

The DOL also stated it intended to issue a Request for Information regarding various aspects of its Fiduciary Rule and its desire that the DOL and

Summary of U.S. Department of Justice’s Guidance, “Evaluation of Corporate Compliance Programs”
  • Squire Patton Boggs
  • USA
  • August 8 2017

The Criminal Division’s Fraud Section of the U.S. Department of Justice (the “DOJ”) has released guidance on how the DOJ will determine

ISS Launches its Annual Policy Survey
  • Winston & Strawn LLP
  • USA
  • August 8 2017

Last Thursday, ISS launched its annual policy survey. The on-line policy survey is designed to gather feedback from a wide range of stakeholders to

Q2 2017 U.S. Legal and Regulatory Developments
  • Paul Weiss
  • USA
  • August 8 2017

The following is our summary of significant U.S. legal and regulatory developments during the second quarter of 2017 of interest to Canadian companies