We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 3,690

DOL Officially Proposes 18-Month Extension of Fiduciary Rule Exemptions’ Transition Period
  • K&L Gates
  • USA
  • September 1 2017

On Thursday, August 31, 2017, the Department of Labor (DOL) published its proposal to extend the “Transition Period” for the Best Interest


Funds Talk: September 2017
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • September 1 2017

By many measures, mergers and acquisitions (M&A) activity in the investment management space for 2017 is on track to meet or exceed the brisk pace of


Still on the Cards for the 2018 Proxy Season? CEO Pay Ratio Disclosure
  • Baker McKenzie
  • USA
  • August 31 2017

It’s hard to believe it’s been a little over two years since the Securities and Exchange Commission (SEC) adopted the final rule for the CEO pay ratio


The Final Rule: DOL Proposes to Extend Transition Period until July 1, 2019, and Issues Additional Non-Enforcement Policy for Arbitration Limitations
  • Eversheds Sutherland (US) LLP
  • USA
  • August 31 2017

By a notice published in the Federal Register on August 31, 2017, the Department of Labor proposed to extend from January 1, 2018, until July 1, 2019


T3 Becomes T2But What Does It Mean?
  • Morgan Lewis & Bockius LLP
  • USA
  • August 30 2017

Following recent changes to Securities and Exchange Commission (SEC) and NASDAQ Stock Market rules, most standard broker-dealer securities


Maximizing Opportunities During Employer Stock Trading Blackouts: 10b5-1 Trading Plan Best Practices
  • Andrews Kurth Kenyon LLP
  • USA
  • August 23 2017

10b5-1 trading plans can be a valuable tool in wealth building by permitting an executive to trade in employer stock during blackouts, particularly


Interesting Angles on the DOL’s Fiduciary Rule 59
  • Drinker Biddle & Reath LLP
  • USA
  • August 22 2017

This is my 59th article about interesting observations concerning the Department of Labor's fiduciary rule and exemptions. These articles also cover


DOL Fiduciary Rule Updates
  • Morgan Lewis & Bockius LLP
  • USA
  • August 16 2017

There continue to be developments on the Department of Labor’s (DOL’s) fiduciary rule. Recently, additional fiduciary rule transition FAQs were


DOL Fiduciary Rule Status Update for Fraternal Benefit Societies
  • Stinson Leonard Street LLP
  • USA
  • August 16 2017

In papers filed as part of a lawsuit in the U.S. District Court for the District of Minnesota, the Department of Labor (DOL) has stated that they are


Interesting Angles on the DOL’s Fiduciary Rule 58
  • Drinker Biddle & Reath LLP
  • USA
  • August 14 2017

This is my 58th article about interesting observations concerning the Department of Labor's fiduciary rule and exemptions. These articles also cover