Dorsey & Whitney LLP | USA | 22 Dec 2011
In the Matter of Kempisty & Co., CPAs, P.C., Adm. Proc. File No. 3344 (Dec. 14, 2011) is a proceeding against the audit firm, its founding partner Philip Kempisty, and an employee of the firm, John Rubino.
Dorsey & Whitney LLP | USA | 22 Dec 2011
The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case.
Dorsey & Whitney LLP | USA | 18 Nov 2011
SciClone and certain of its directors and officers have agreed to settle the consolidated derivative lawsuits that were filed following the company’s announcement that it was being investigated by the Securities and Exchange Commission (SEC) and the Department of Justice (DOJ) for possible FCPA violations.
Dorsey & Whitney LLP | USA | 18 Nov 2011
Embraer, the world's fourth largest plane manufacturer, has disclosed that the DOJ and the SEC are investigating whether the Brazilian company’s activities in three countries violated the FCPA.
Dorsey & Whitney LLP | United Kingdom, USA | 18 Nov 2011
Former Innospec Inc executive, Dr David Turner, was charged at a London court for allegedly bribing Iraqi and Indonesian officials between 2002 and 2008 to secure government contracts.
Dorsey & Whitney LLP | USA | 18 Nov 2011
U.S. oilfield services company Halliburton has disclosed that it is conducting an internal investigation after receiving an anonymous email regarding its Angolan operations.
Dorsey & Whitney LLP | China, USA | 20 Oct 2011
Adm. Proc. File No. 3-14585 (Oct 13, 2011) is an action against the company and Lessen Chang.
Dorsey & Whitney LLP | Germany, Indonesia, USA | 20 Oct 2011
Allianz SE, Europe’s largest insurer, is reportedly close to reaching a settlement with the Securities and Exchange Commission over allegations that it paid bribes in Indonesia in order to win insurance business.
Dorsey & Whitney LLP | USA | 27 Sep 2011
In an SEC filing, Goldman Sachs acknowledged that the SEC is looking into whether the bank violated the FCPA.
Dorsey & Whitney LLP | China, USA | 27 Sep 2011
In an SEC filing, Massachusetts-based software company Parametric Technology Corp. disclosed that it has notifed the Department of Justice (DOJ) and the SEC that it is conducting an internal investigation into possible FCPA violations by its business partners in China.