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Results: 1-10 of 1,687

The guide to social media and the securities laws
  • Morrison & Foerster LLP
  • USA
  • August 15 2017

The growing use of social media has created challenges for federal securities regulators, who must enforce antifraud rules that were written at a time


OCIE Provides Insight into Issues Identified in Recent Cybersecurity Sweep
  • Morrison & Foerster LLP
  • USA
  • August 15 2017

The National Exam Program of the SEC's Office of Compliance Inspections and Examinations (OCIE) recently published its observations from the second


Division of Investment Management Eases Compliance Deadline for New ADV Filing Requirement
  • Morrison & Foerster LLP
  • USA
  • August 14 2017

Currently pending amendments to Form ADV have a compliance date of October 1, 2017 and, as of that date, an adviser filing an initial Form ADV or an


Access to Capital and Liquidity
  • Morrison & Foerster LLP
  • USA
  • August 14 2017

The SEC’s Division of Economic and Risk Analysis (DERA) recently produced a Report to Congress regarding the impacts of the Dodd-Frank Act on access


It’s Back: NYSE Amends Proposal Allowing Listing Without IPO
  • Morrison & Foerster LLP
  • USA
  • August 8 2017

On July 31, 2017, the NYSE amended its proposal, originally issued on March 13, 2017 and then withdrawn on July 19, 2017, to modify its listing


S&P Announces Methodology Change for Multi-Class Shares
  • Morrison & Foerster LLP
  • USA
  • August 3 2017

On July 31, 2017, S&P Dow Jones Indices (“S&P”) issued a press release announcing a methodology change for multi-class shares following its


Congresswoman Waters Introduces Bad Actor Disqualification Act
  • Morrison & Foerster LLP
  • USA
  • August 3 2017

On July 27, 2017, Ranking Member of the House Committee on Financial Services, Congresswoman Maxine Waters, introduced the Bad Actor Disqualification


OCC Seeks Public Comment on the Volcker Rule
  • Morrison & Foerster LLP
  • USA
  • August 3 2017

Section 13 of the Bank Holding Company Act (the "Volcker Rule") and its implementing regulations (the "Implementing Regulations") generally prohibit


The Monetary Authority of Singapore Clarifies Its Treatment of Token Offerings
  • Morrison & Foerster LLP
  • USA
  • August 2 2017

In a press release issued on Tuesday, August 1,1 the Monetary Authority of Singapore (“MAS”) provided its most direct guidance yet on how it intends


SEC Chair Speaks at the Center for Capital Markets Competitiveness
  • Morrison & Foerster LLP
  • USA
  • July 31 2017

On Tuesday, July 25, 2017, SEC Chairman Jay Clayton spoke at the U.S. Chamber of Commerce Center for Capital Markets Competitiveness (CCMC). During