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Results: 1-10 of 244

Financial Services Update, Vol. 12, Issue 33
  • Winston & Strawn LLP
  • USA
  • August 28 2017

On August 23, in a decision with significant implications for tipping liability, the U.S. Court of Appeals for the Second Circuit affirmed the 2014


Financial Services Update, Vol. 12, Issue 25
  • Winston & Strawn LLP
  • USA
  • June 26 2017

Last Thursday, federal bank regulators testifying at a hearing conducted by the U. S. Senate Banking Committee expressed recognition of the need to


Financial Services Update, Vol. 12, Issue 23
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 12 2017

On June 5th, the SEC charged a Utah-based brokerage firm with thousands of violations of Section 17(a) of the Securities Exchange Act of 1934 and


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


Financial Services Update, Vol. 12, Issue 15
  • Winston & Strawn LLP
  • USA
  • April 10 2017

Winston & Strawn’s weekly Financial Services Update publication covers news pertinent to the financial services industry and provides summary


Financial Services Update, Vol. 12, Issue 14
  • Winston & Strawn LLP
  • USA
  • April 3 2017

Since January 20, there has been a flurry of activity at the White House affecting the regulation of financial services, including the issuance of


Financial Services Update, Vol. 12, Issue 10
  • Winston & Strawn LLP
  • United Kingdom, USA
  • March 13 2017

On February 16, 2017, the United States Bankruptcy Court for the Southern District of New York in In re Motors Liquidation Company sent a clear


Financial Services Update, Vol. 12, Issue 9
  • Winston & Strawn LLP
  • USA
  • March 6 2017

Raised with virtual currencies like Bitcoin, the Distributed Ledger Technology (DLT)sometimes known as “Blockchains”is now contemplated for its


Financial Services Update, Vol. 12, Issue 8
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • February 27 2017

Dodd-Frank Act reform was one of President Trump’s campaign promises, as he considered it a restraint on credit availability and, thus, a drag on


Financial Services, Vol. 12, Issue 4
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • January 30 2017

On January 26, Sen. Sherrod Brown (D-Ohio), a ranking member of the Senate Banking Committee, and Rep. Maxine Waters (D-Calif.), a ranking member of