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Results: 11-20 of 2,011

Financial Services Update, Vol. 12, Issue 19
  • Winston & Strawn LLP
  • USA
  • May 8 2017

On May 3rd, the SEC proposed amendments to the definitions of “venture capital fund” and “assets under management” under rules 203(l)-1 and 203(m)-1


Financial Services Update, Vol. 12, Issue 18
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • May 1 2017

As companies continue to strengthen their social media outreach efforts, we often have to remind clients that securities laws and financial industry


Financial Services Update, Vol. 12, Issue 17
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 24 2017

Among recent financial services regulatory developments, there appear to be at least four worthy of particular note. First, the Consumer Financial


Financial Services Update, Vol. 12, Issue 16
  • Winston & Strawn LLP
  • USA
  • April 17 2017

Winston & Strawn’s weekly Financial Services Update publication covers news pertinent to the financial services industry and provides summary analysis


Financial Services Update, Vol. 12, Issue 15
  • Winston & Strawn LLP
  • USA
  • April 10 2017

Winston & Strawn’s weekly Financial Services Update publication covers news pertinent to the financial services industry and provides summary


Financial Services Update, Vol. 12, Issue 14
  • Winston & Strawn LLP
  • USA
  • April 3 2017

Since January 20, there has been a flurry of activity at the White House affecting the regulation of financial services, including the issuance of


Sanctions Ordered for Taxpayer’s Failure to Produce Foreign Bank Records
  • Winston & Strawn LLP
  • USA
  • March 29 2017

On January 24, 2017, the United States District Court for the Southern District of New York held that a taxpayer, designated Respondent Subject E


Financial Services Update, Vol. 12, Issue 13
  • Winston & Strawn LLP
  • USA
  • March 27 2017

On March 22, 2017, the Securities and Exchange Commission (SEC) adopted an amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934, as


New Cybersecurity Obligations for New York Financial Services Companies
  • Winston & Strawn LLP
  • USA
  • March 22 2017

The New York Department of Financial Services (NYDFS) recently implemented a new cybersecurity regulation applicable to certain financial services


Financial Services Update, Vol. 12, Issue 11
  • Winston & Strawn LLP
  • USA
  • March 20 2017

In honor of International Women’s Day on March 8th, a statue of a Young girl was temporarily installed in New York’s Financial District. “The