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SEC settles five insider trading actions, cooperation key
  • Dorsey & Whitney LLP
  • USA
  • April 27 2014

The Commission filed two groups of settled insider trading actions centered on the merger of eBay, Inc. with Pennsylvania based e-commerce company


Jury finds against SEC
  • Dorsey & Whitney LLP
  • USA
  • December 4 2013

The SEC suffered another trial loss when a Kansas jury returned a verdict against the agency in an enforcement action brought against former NIC, Inc


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


The SEC: the future path of enforcement (part II)
  • Dorsey & Whitney LLP
  • USA
  • January 6 2014

This is the second of a four part series analyzing the path of SEC Enforcement. The first part was published yesterday. The remaining parts of this


Another guilty plea in an insider trading case
  • Dorsey & Whitney LLP
  • USA
  • August 16 2011

Insider trading continues to be a key focus of enforcement authorities who obtained another guilty plea from a hedge fund portfolio manger tied to an expert network


SEC settles financial fraud case
  • Dorsey & Whitney LLP
  • USA
  • January 15 2014

Two senior executives at Veolia Environmental Services Special Services, a U.S. subsidiary of Paris based multi-national Veolia Environment S.A


SEC secures $2.7 million judgment against broker and others
  • Dorsey & Whitney LLP
  • USA
  • April 28 2013

The Commission prevailed on a motion for summary judgment against a brokerage firm, its principle and a former managing director, ultimately securing


The SEC: the future path of enforcement (part III)
  • Dorsey & Whitney LLP
  • USA
  • January 7 2014

This is the third of a four part series projecting the path of SEC Enforcement. The remaining segment of this series will be published on Thursday


Second Circuit rejects Galleon found’s insider trading appeal
  • Dorsey & Whitney LLP
  • USA
  • June 24 2013

Raja Rajaratnam, the founder of the Galleon Group hedge fund lost his appeal on insider trading charges. U.S. v. Rajaratnam, Docket No. 11-4416-cr


The SEC resolves a Reg FD case
  • Dorsey & Whitney LLP
  • USA
  • May 15 2012

The Commission resolved a Reg FD case with the former CEO of Presstek, Inc., Edward Marino