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Derivatives Quarterly Newsletter: 2nd Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • August 10 2017

On May 3, 2017, the CFTC voted to propose amendments (Proposed Amendment) to certain CFTC regulations (Existing CCO Rules) governing the duties and


Private Fund ReportSummary of Key DevelopmentsSummer 2017
  • Paul Hastings LLP
  • USA
  • August 3 2017

This continues to be a time of rapid change for the private investment funds industry, as the Securities and Exchange Commission (the “SEC”), the


2017 Mid-Year Securities Litigation and Enforcement Highlights
  • Baker & Hostetler LLP
  • USA
  • July 31 2017

The purpose of this report is to provide a periodic survey - in addition to our Practice Team Executive Alerts - on matters we believe to be of


Financial Services Update, Vol. 12, Issue 25
  • Winston & Strawn LLP
  • USA
  • June 26 2017

Last Thursday, federal bank regulators testifying at a hearing conducted by the U. S. Senate Banking Committee expressed recognition of the need to


The Financial Report, 22 June 2017, News from Europe
  • DLA Piper LLP
  • European Union, USA
  • June 22 2017

ESMA consults on draft standards for trading obligation for derivatives under MiFIR. ESMA announced that it has published a consultation paper


Debt Capital Markets - Global insights
  • Hogan Lovells
  • European Union, United Kingdom, USA
  • June 20 2017

At Hogan Lovells, we follow industry trends very closely and we take great care to listen to our clients and contacts - to understand the issues they


Financial Services Update, Vol. 12, Issue 23
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 12 2017

On June 5th, the SEC charged a Utah-based brokerage firm with thousands of violations of Section 17(a) of the Securities Exchange Act of 1934 and


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


Blockchain and the financial markets: Will 2017 be the year of the regulators?
  • White & Case LLP
  • USA
  • May 24 2017

New rules covering blockchain and distributed ledger technology could be on the horizon following a flurry of consultation papers by leading financial


Derivatives Quarterly Newsletter: 1st Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • May 16 2017

On January 5, 2017, the CFTC approved the NFA's amendment to NFA Compliance Rule 2-36, which requires forex dealer members to provide customers with