We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 11,620

CFTC revises clearing compliance schedule for iTraxx CDS indices
  • Katten Muchin Rosenman LLP
  • USA
  • March 1 2013

The Division of Clearing and Risk of the Commodity Futures Trading Commission has deferred for approximately six weeks the deadline for mandatory


ISDA mandatory clearing guidance
  • Winston & Strawn LLP
  • USA
  • February 19 2013

On February 11th, the International Swaps and Derivatives Association provided guidance on the CFTC's mandatory clearing requirements. ISDA


CFTC issues substituted compliance determinations for six jurisdictions
  • Allen & Overy LLP
  • Australia, Canada, European Union, Hong Kong, Japan, Switzerland, USA
  • December 20 2013

On December 20, 2013, the Commodity Futures Trading Commission (CFTC) issued a series of comparability determinations for certain swap dealer (SD


Final and proposed regulations address U.S. withholding tax on U.S. equity derivatives
  • Cadwalader Wickersham & Taft LLP
  • USA
  • December 13 2013

On Tuesday, December 4, the IRS and the Treasury Department issued proposed regulations that, if finalized as proposed, would dramatically increase


Regulators poised to remove TRuPS CDOs from Volcker Rule grasp
  • Bryan Cave LLP
  • USA
  • January 3 2014

According to a story in the American Banker (subscription required), the federal banking regulators are looking at exempting all existing


Whistleblowers Are Getting Much-Needed Help from the CFTC
  • Katz Marshall & Banks LLP
  • USA
  • October 13 2016

As part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Congress mandated that the Commodity Futures Trading Commission


SEC Says Mobile Phone Game is an Illegal Security-Based Swap
  • Stinson Leonard Street LLP
  • USA
  • October 13 2016

I previously discussed an SEC Investor Alert which said fantasy stock trading for small amounts of money can violate provisions of securities laws


Weekly Washington healthcare update - June16,2014
  • McGuireWoods LLP
  • USA
  • June 16 2014

House and Senate continue progress on reforms to veteran health programs... ACA SHOP "employee choice" provisions delayed... Virginia budget excludes


Right of buy-side counterparties to segregate initial margin for uncleared swaps
  • Chadbourne & Parke LLP
  • USA
  • June 16 2014

Buy-side swap counterparties are beginning to receive notices from their Swap Dealers of the right to have their initial margin for uncleared swaps


CFTC issues no action letter on application of swap rules to longevity reinsurance transaction
  • Carlton Fields
  • USA
  • June 16 2014

There has been considerable concern in the insurance and reinsurance industries that certain hedging and reinsurance activities that companies have