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Financial services update on UK and European regulatory developments
  • Dechert LLP
  • European Union, Ireland, United Kingdom, USA
  • July 24 2013

The Regulations introduce mandatory clearing of OTC derivatives via one or more central counterparties (clearing houses) which will be authorised by


FCA and CFTC Agree to New MOU to Enhance Cross-Border Cooperation
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • October 9 2016

The Commodity Futures Trading Commission and the UK Financial Conduct Authority entered into a Memorandum of Understanding to share certain


International Regulatory Update 3 - 7 October 2016
  • Clifford Chance LLP
  • Australia, European Union, United Kingdom, USA
  • October 11 2016

The EU Commission has adopted a Delegated Regulation with regard to Regulatory Technical Standards (RTS) for risk-mitigation techniques for OTC


Governance & Securities Law Focus: Europe Edition, October 2016
  • Shearman & Sterling LLP
  • Germany, Hong Kong, Italy, United Kingdom, USA
  • October 17 2016

On 15 September 2016, the European Parliament resolved to adopt amendments to the European Commission's proposal for a new Prospectus Regulation to


International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • China, European Union, France, Germany, South Korea, Thailand, United Kingdom, USA
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


Financial Conduct Authority, Commodity Futures Trading Commission and office of the comptroller of the currency impose fines for FX rigging
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • November 19 2014

On November 12, 2014, the UK's Financial Conduct Authority ("FCA") imposed fines totaling approximately £1.1 billion ($1.7 billion) on five banks


London-based futures trader arrested, sued by CFTC and criminally charged with contributing to the may 2010 “Flash Crash” through spoofing
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 26 2015

Navinder Singh Sarao, a London-based trader, was arrested at his home in the United Kingdom on April 21, 2015, and accused by both the US Commodity


Deutsche Bank fined US $2.5 billion by four regulators for LIBOR and FX manipulation
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 26 2015

Three regulatory agencies in the United States and one in the United Kingdom filed and settled charges against Deutsche Bank AG and one subsidiary


Financial Regulatory Developments Focus November 18 2016
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • November 18 2016

On November 7, 2016, the US Office of the Comptroller of the Currency announced that it will launch a web-based system for banks to file licensing and


Investment management newsletter - Spring 2014
  • Arnold & Porter Kaye Scholer LLP
  • Germany, United Kingdom, USA
  • May 7 2014

At the end of 2013, the US Securities and Exchange Commission implemented changes to Rule 506 under Regulation D (Regulation D) promulgated under