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Results: 1-10 of 76

OCC Seeks Volcker Rule Comments
  • Katten Muchin Rosenman LLP
  • USA
  • August 4 2017

On August 2, the Office of the Comptroller of the Currency provided further evidence that change may be forthcoming for banks subject to the Volcker


NFA Adopts 4s Attestation Process for Swap Dealers and Major Swap Participants
  • Katten Muchin Rosenman LLP
  • USA
  • July 28 2017

National Futures Association (NFA) has revised the process by which each swap dealer (SD) and major swap participant (MSP) applicant demonstrates its


ISDA To Publish T2 Protocol
  • Katten Muchin Rosenman LLP
  • USA
  • July 28 2017

On September 5, the regular settlement cycle for most securities transactions in the United States will change from three days (T3) to two days


NFA Adopts Interpretive Notice on Swap Valuation Disputes
  • Katten Muchin Rosenman LLP
  • USA
  • July 28 2017

National Futures Association (NFA) has adopted an interpretive notice that standardizes the process for filing swap valuation disputes with NFA. As


New FX Code of Conduct
  • Katten Muchin Rosenman LLP
  • Global, USA
  • May 26 2017

The Foreign Exchange Working Group (FXWG), operating under the auspices of the Bank for International Settlements, has published a final version of


EU and Prudential Regulators Issue Statements on March 1 Compliance With Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • February 24 2017

Lacking the ability to issue formal no-action relief from strict compliance with the variation margin rules for uncleared swaps coming into effect on


CFTC Provides Time-Limited Relief for Variation Margin and Minimum Transfer Amount Provisions
  • Katten Muchin Rosenman LLP
  • USA
  • February 17 2017

On February 13, the Division of Swap Dealer and Intermediary Oversight (Division) of the Commodity Futures Trading Commission (CFTC) provided


CFTC Releases Time Limited No-Action Relief for Swap Dealers Complying With EU Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 3 2017

On February 1, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued No Action Letter 17-05


CFTC Re-Proposes Capital Rules for Swap Dealers
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2016

On December 2, 2016, the Commodity Futures Trading Commission (CFTC) unanimously approved a re-proposal of rules (the "Proposed Rules" or the


CFTC Proposes New Rules for Cross-Border Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • October 14 2016

On October 10, the Commodity Futures Trading Commission proposed new rules for cross-border swaps (the Proposed Rules) that are intended to supersede