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Results: 1-10 of 51,108

ICI Requests Delay and Re-Examination of Liquidity Risk Management and Reporting Modernization Rules
  • Dechert LLP
  • USA
  • August 18 2017

In a letter to U.S. Securities and Exchange Commission (SEC) Chairman Jay Clayton, the Investment Company Institute (ICI) formally requested a delay


IRS Provides Guidance on Stock Distributions for Publicly Offered REITs and RICs
  • Latham & Watkins LLP
  • USA
  • August 18 2017

Revenue procedure sets forth requirements for ensuring certain stock distributions are treated as property distributions eligible for dividends paid


SEC Warns Initial Coin Offerings May Be Subject to US Federal Securities Laws
  • Hunton & Williams LLP
  • USA
  • August 17 2017

In 2017, over $1.3 billion has been raised by start-ups through Initial Coin Offerings ("ICOs"), a relatively new form of financing technique in which


SEC Adopts Exhibit Hyperlink Requirement
  • Holland & Knight LLP
  • USA
  • August 17 2017

The final rules arose from the current, tedious method of locating exhibits incorporated by reference in U.S. Securities and Exchange Commission (SEC


SEC Risk Alert Highlights Cybersecurity Compliance Risks of Broker-Dealers, Investment Advisers and Fund Companies
  • Thompson Hine LLP
  • USA
  • August 17 2017

The Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) recently issued a Risk Alert highlighting its


SEC Approves NYSE Rule Change Regarding Dividend Notification Requirements
  • Stinson Leonard Street LLP
  • USA
  • August 17 2017

The SEC has approved a change to the NYSE’s rules which requires listed companies to provide dividend notifications to the Exchange at least 10


Two Sides of the Coin: SEC Cautions Investors and Issuers in Initial Coin Offerings
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • August 17 2017

Recently, the Securities and Exchange Commission (the “SEC”) issued two publications relating to initial coin offerings, or “ICOs”: The SEC's Office


The Rise of ICOs, Digital Tokens and Virtual Currencies - Do Securities Regulations Apply?
  • Baker McKenzie
  • USA
  • August 17 2017

On 10 August 2017, the Monetary Authority of Singapore ("MAS") and Commercial Affairs Department ("CAD") issued a joint statement, advising consumers


2017 EY Survey Reports Steady Increase in Voluntary Audit-Related Disclosures
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • August 17 2017

In its sixth annual report on voluntary audit committee reporting to shareholders, Ernst & Young observed "similar increases in voluntary


SEC Study Shows Improved Cybersecurity Preparedness in the Investment Industry, But Improvement Still Needed
  • Gordon Rees Scully Mansukhani
  • USA
  • August 16 2017

On August 7, 2017, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published a Risk Alert that summarized the OCIE Staff’s