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Results: 1-10 of 716

Derivatives Quarterly Newsletter: 2nd Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • August 10 2017

On May 3, 2017, the CFTC voted to propose amendments (Proposed Amendment) to certain CFTC regulations (Existing CCO Rules) governing the duties and


Rolling in the Regulations for Robo-Advisers
  • Bryan Cave LLP
  • Hong Kong, USA
  • July 25 2017

Robo-advisers have surged in popularity as people seek low-cost, automated investment opportunities. In a worldwide forecast, the number of people to


Big data and international cooperation - potential impacts for insider dealing actions
  • King & Wood Mallesons
  • Australia, Hong Kong, USA
  • July 19 2017

Charges for insider dealing are ripe for news headlines - often involving covert arrangements between individuals and driven by greed and exploitation


Derivatives Quarterly Newsletter: 1st Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • May 16 2017

On January 5, 2017, the CFTC approved the NFA's amendment to NFA Compliance Rule 2-36, which requires forex dealer members to provide customers with


Cross-Border Financial Crimes: The Growth and Evolution of "CEO Fraud"
  • Duane Morris LLP
  • Hong Kong, USA
  • May 3 2017

Many victims of “CEO fraud” (otherwise known as “business email compromise”) are companies involved in cross-border businesses that routinely make


International Regulatory Update 20 - 24 March 2017
  • Clifford Chance LLP
  • European Union, Hong Kong, OECD, United Kingdom, USA
  • March 28 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Global Privacy & Cybersecurity Update Vol. 13 - March 2017
  • Jones Day
  • Asia-Pacific, Australia, Canada, Central & South America, China, European Union, Hong Kong, Japan, Singapore, USA
  • March 10 2017

On December 28, 2016, the New York Department of Financial Services ("DFS") released a revised version of a proposed regulation that would require


International Regulatory Update 27 February - 03 March 2017
  • Clifford Chance LLP
  • Global, Hong Kong, USA
  • March 7 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Derivatives Quarterly Newsletter: 4th Quarter 2016
  • Sidley Austin LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • February 21 2017

On October 11, 2016, the CFTC proposed rules (Proposed Cross-Border Rules) that address the cross-border application of certain of the CFTC's swaps


Governance & Securities Law Focus: Latin America Edition, February 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • February 16 2017

One of the recent areas of focus in the review by the US Securities and Exchange Commission ("SEC") of company disclosures has been the use of "non