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Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom, USA
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations

Deferred Prosecution Agreements: the US experience and the UK potential
  • Dentons
  • United Kingdom, USA
  • July 14 2014

Deferred Prosecution Agreements (DPAs) have been used in the US for over 20 years. The UK has recently brought into force the laws allowing certain

Financial Regulatory Developments 24 January - HM Treasury
  • Dentons
  • USA, Iran, United Kingdom
  • January 24 2014

Treasury has published an updated note following the partial lifting of sanctions against Iran. The note explains when transfers of funds require

BBA responds on FATCA
  • Dentons
  • United Kingdom, USA
  • November 16 2012

BBA has responded to the HM Revenue and Customs (HMRC) consultation on implementing the US-UK agreement on the US Foreign Account Tax Compliance Act (FATCA

Dealing with anti-corruption laws the Bribery Act in context
  • Dentons
  • Africa, United Kingdom, USA
  • May 31 2012

The BA came into force on 1 July 2011 with offences for individuals or corporate entities in both the public and private sectors

FSA fines insurer for TCF failings
  • Dentons
  • United Kingdom, USA
  • December 22 2011

FSA has fined the Combined Insurance Company of America £2.8 million for failing to ensure it treated its customers fairly

Living wills in the UK and US for systemically important financial institutions
  • Dentons
  • USA, United Kingdom
  • October 24 2011

On October 3, 2011, the Financial Stability Board announced that it had approved "the package of policy measures to be submitted to the G20's November summit to address the 'too big to fail' problems" posed by systemically important financial institutions

FSA and SEC hold strategic dialogue meeting
  • Dentons
  • United Kingdom, USA
  • October 21 2011

On 13 October Hector Sants met SEC chairman Mary Schapiro as part of the SEC-FSA Strategic Dialogue sessions established in 2006