We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 501

August 2017 Cybersecurity & Risk Alert from SEC
  • Greenberg Traurig LLP
  • USA
  • August 16 2017

On August 7, 2017, the SEC’s Office of Compliance Inspections and Examinations (OCIE) issued its third National Exam Program Risk Alert of the 2017


SEC and FINRA Continue to Root Out Bad Brokers
  • Greenberg Traurig LLP
  • USA
  • August 1 2017

On Thursday, July 27, regulators and industry professionals gathered in Washington, D.C. to discuss the current regulatory environment, cybersecurity


CFPB Proposed Rule on Consumer Finance Arbitration
  • Greenberg Traurig LLP
  • USA
  • July 19 2017

On May 5, 2016, the Consumer Financial Protection Bureau (CFPB) presented for public comment its proposed rule prohibiting the use of mandatory


SCOTUS to Resolve Circuit Split Over Dodd-Frank Whistleblowers
  • Greenberg Traurig LLP
  • USA
  • June 30 2017

On Monday, June 26, 2017, the U.S. Supreme Court agreed to review whether the Dodd-Frank Act (DFA) prohibits retaliation against internal


Reforming EU Securities Laws: The New EU Prospectus Regulation
  • Greenberg Traurig LLP
  • European Union, United Kingdom, USA
  • June 28 2017

The new EU Prospectus Regulation is expected to be published in the Official Journal of the EU shortly (the Regulation) and will replace the EU


Florida Appellate Court Declares Reliance to be an Essential Element of State Statutory Securities Claims
  • Greenberg Traurig LLP
  • USA
  • June 14 2017

On June 9, 2017, Florida’s Fifth District Court of Appeals held that a plaintiff must prove reliance to succeed on a claim for a violation of the


Final SIFMA and NABL Model Documents on New Issue Price Regulations for Municipal Bonds
  • Greenberg Traurig LLP
  • USA
  • May 12 2017

In April 2017, we issued a GT Alert, “Help! Why Did the Tax Lawyers Change the Issue Price Certificate?” summarizing final regulations the U.S


Amendments to the Anti-Tax Avoidance Directive (ATAD)
  • Greenberg Traurig LLP
  • European Union, USA
  • April 28 2017

Yesterday, 27 April 2017, the European Parliament voted in favour of the proposed amendments to the Anti-Tax Avoidance Directive (ATAD) in order to


U.S. State Department Seeking Comments on Conflict Minerals as Administration Considers Effectiveness of Conflict Minerals Rule
  • Greenberg Traurig LLP
  • USA
  • April 11 2017

The U.S. State Department announced on March 27, 2017 that it is seeking input from stakeholders on recommendations on how to best support


Ninth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing
  • Greenberg Traurig LLP
  • USA
  • March 29 2017

On March 8, 2017, in Somers v. Digital Realty Trust Inc., No.15-cv-17352 (9th Cir., March 8, 2017), the Ninth Circuit Court of Appeals