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Results: 1-10 of 801

The long arm of the Foreign Corrupt Practices Act
  • Winston & Strawn LLP
  • USA
  • February 19 2013

On February 8th, the U.S. District Court allowed the SEC's Foreign Corrupt Practices Act lawsuit against executives at Deutsche Telekom's Hungarian


Crime, corruption & other misdeeds - February 2014
  • Winston & Strawn LLP
  • USA
  • February 28 2014

Federal prosecutors filed criminal conspiracy charges against ten members of a Philadelphia-area Ironworkers Local 401 union for violations of the


Accounting fraud verdict is partially affirmed
  • Winston & Strawn LLP
  • USA
  • August 5 2013

On July 29th, the Eighth Circuit affirmed, in part, a jury's accounting fraud verdict in the SEC's enforcement action against former infoUSA CFO


London fortnightly financial newsletter, Volume 1, Issue 17
  • Winston & Strawn LLP
  • United Kingdom, USA
  • August 12 2013

On 3 and 22 July 2013, the UK and US authorities, respectively, fined the high-speed trading firm, Panther Energy Trading, and its owner, Michael


SEC announces enforcement actions for violations of the stock acquisitionaward requirements of Section 16(a)
  • Winston & Strawn LLP
  • USA
  • September 12 2014

This was widely reported in the business press (including a mention on the front page of The Wall Street Journal) yesterday, but in case you missed


Financial Services Update Insights February 10 2014
  • Winston & Strawn LLP
  • USA
  • February 10 2014

Last week the Financial Industry Regulatory Authority ("FINRA") levied an $8 million fine its largest ever for anti-money laundering ("AML"


Featured story 27 November 2013
  • Winston & Strawn LLP
  • USA
  • November 27 2013

On 12 November 2013, the SEC announced its first ever deferred prosecution agreement with an individual, former hedge fund administrator Scott


Crime, corruption & other misdeeds - November 2013
  • Winston & Strawn LLP
  • USA
  • December 9 2013

Federck C. Petro, the former president of the American Federation of Government Employees Local 2094, was ordered by a U.S. district court judge to


Financial services update December 9 2013 feature: the SEC hits the lecture circuit
  • Winston & Strawn LLP
  • USA
  • December 9 2013

The SEC commissioners have been out on the road a lot recently, telling the world about the bright lights it is shining into the dark nooks and


DOJ announces Sea Star President sentencing
  • Winston & Strawn LLP
  • USA
  • December 9 2013

On Friday, December 6, 2013, the U.S. Department of Justice announced the sentencing of former Sea Star Line, LLC president, Frank Peake, to five