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Results: 1-10 of 3,502

SEC Issues Guidance on Pay Ratio Rule
  • Stinson Leonard Street LLP
  • USA
  • September 21 2017

Two pieces of guidance emerged from the SEC on September 21, 2017, with respect to the pay ratio rule. First, the Commission issued interpretive


SEC Charges Platinum Equity for Misallocation of Broken Deal Expenses
  • Stinson Leonard Street LLP
  • USA
  • September 21 2017

The SEC announced a settled action against Beverly Hills-based investment adviser, Platinum Equity Advisors, LLC, for charging three of its private


Third Parties Fail To Force Arbitration in Three Circuits
  • Stinson Leonard Street LLP
  • USA
  • September 21 2017

The “Summer of Arbitration” draws to a close tomorrow, if you can believe it. (On the first day of fall, it is supposed to be 91 degrees in Minnesota


CFTC Files Its First Anti-Fraud Enforcement Action Involving Bitcoin
  • Stinson Leonard Street LLP
  • USA
  • September 21 2017

The CFTC filed a federal civil enforcement action in the U.S. District Court for the Southern District of New York against Defendants Nicholas Gelfman


SEC Chair Clayton’s Statement on Cybersecurity: EDGAR was Hacked
  • Stinson Leonard Street LLP
  • USA
  • September 20 2017

SEC Chairman Jay Clayton today issued an unusual statement highlighting the importance of cybersecurity to the agency and market participants, and


It's a Bicycle, It's a Motorcycle, It's a Motor VehicleNo, It's an Electric Bicycle
  • Stinson Leonard Street LLP
  • USA
  • September 18 2017

Illinois recently became the sixth state to adopt electric bicycle ("e-bike") legislation to become effective on January 1, 2018 joining Arkansas


Effect of the New Revenue Recognition Standard on M&A
  • Stinson Leonard Street LLP
  • USA
  • September 16 2017

FASB’s new revenue recognition standard is expected to have wide ranging effects on M&A transactions. The new revenue recognition standard under GAAP


IG Evaluates SEC’s Disclosure Review and Comment Process
  • Stinson Leonard Street LLP
  • USA
  • September 15 2017

The Office of the Inspector General has issued an evaluation of the Division of Corporation Finance’s disclosure review and comment process. The


SEC Identifies Most Frequent Compliance Issues Associated with Advertising by Investment Advisers
  • Stinson Leonard Street LLP
  • USA
  • September 14 2017

The SEC’s Office of Compliance Inspections and Examinations has provided a list of compliance issues relating to Rule 206(4)-1, which is referred to


Citing the Opioid Abuse Epidemic, New Jersey Proposes Far-Reaching Restrictions on Pharma-Prescriber Interactions
  • Stinson Leonard Street LLP
  • USA
  • September 14 2017

In an effort to curtail the opioid abuse epidemic, New Jersey Governor Chris Christie proposed a new rule on August 31, 2017 that would make New