We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 639

Access to Capital and Liquidity
  • Morrison & Foerster LLP
  • USA
  • August 14 2017

The SEC’s Division of Economic and Risk Analysis (DERA) recently produced a Report to Congress regarding the impacts of the Dodd-Frank Act on access


Tax Talk - Volume 10, No. 2 August 2017
  • Morrison & Foerster LLP
  • European Union, United Kingdom, USA
  • August 11 2017

With the failure of health care legislation to “repeal and replace” the Affordable Care Act, eyes in Washington, D.C. are now turning to tax reform


Congressional Hearing: The Cost of Going Public
  • Morrison & Foerster LLP
  • USA
  • July 19 2017

On July 18, 2017, the House Subcommittee on Capital Markets, Securities and Investments held a hearing and heard testimony regarding the regulatory


Commissioner Stein Speech
  • Morrison & Foerster LLP
  • USA
  • July 13 2017

Securities and Exchange Commissioner Stein, speaking on the same day as Chair Clayton, in a speech that addressed principally market structure issues


(Far) Eastern Exposure: MSCI to Include Chinese A-Shares in Major Indices
  • Morrison & Foerster LLP
  • China, USA
  • July 12 2017

In June 2017, MSCI, a leading index provider, announced that beginning in June 2018, it will include China "A shares" in the MSCI Emerging Markets


Structured Products Educational Materials
  • Morrison & Foerster LLP
  • USA
  • July 12 2017

Just about everybody agrees: investors in structured products should understand their risks and rewards prior to making a purchase, and many of these


SEC Chair Addresses Capital Formation
  • Morrison & Foerster LLP
  • USA
  • July 12 2017

In a speech earlier today, Securities and Exchange Commission Chair Clayton discussed the Commission’s guiding principles. In his comments relating to


FINRA: May 2018 Effective Date for Mark-Up Rules
  • Morrison & Foerster LLP
  • USA
  • July 12 2017

As previously discussed in this publication, the SEC has approved FINRA's amendments to Rule 2232. The rule will require broker-dealers to disclose on


DOL Issues Request for Information Regarding Fiduciary Rule
  • Morrison & Foerster LLP
  • USA
  • July 12 2017

On June 29, 2017, the Department of Labor ("DOL") issued a Request for Information ("RFI") in connection with its examination of the Final Fiduciary


FINRA Permits Related Performance Information in Institutional Communications for Registered Closed-End Funds
  • Morrison & Foerster LLP
  • USA
  • July 12 2017

In an interpretive guidance letter issued to a registered closed-end fund in June 2017, FINRA permitted the use of "related performance information"