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OCC Seeks Input How Volcker Regulations Should Be Amended
  • Katten Muchin Rosenman LLP
  • USA
  • August 6 2017

The Office of the Comptroller of the Currency solicited comment on how the specific requirements it adopted to implement the so-called "Volcker Rule"


OCC Seeks Volcker Rule Comments
  • Katten Muchin Rosenman LLP
  • USA
  • August 4 2017

On August 2, the Office of the Comptroller of the Currency provided further evidence that change may be forthcoming for banks subject to the Volcker


SEC Warns That Digital Tokens May Be Securities
  • Katten Muchin Rosenman LLP
  • USA
  • August 3 2017

On July 25, the Securities and Exchange Commission (SEC or the Commission) published a Report of Investigation (Report) pursuant to Section 21(a) of


Bitcoin Exchange and Operator Charged With Money Laundering
  • Katten Muchin Rosenman LLP
  • USA
  • July 30 2017

BTC-e, a digital currency exchange, and Alexander Vinnik, who purportedly directed and supervised BTC-e's finances and operations, were criminally


Volcker Rule Developments
  • Katten Muchin Rosenman LLP
  • USA
  • July 28 2017

Although the exact future of the Volcker Rule (Section 13 of the Bank Holding Company Act of 1956) under the Trump Administration is unclear, there


FINRA Issues FAQs for Broker-Dealers to Comply with New Fixed Income Disclosure Requirements to Retail Clients
  • Katten Muchin Rosenman LLP
  • USA
  • July 16 2017

The Financial Industry Regulatory Authority issued guidance in the form of Frequently Asked Questions regarding its recently adopted enhanced


CFPB Arbitration Rule Summary: Class Action Waivers Prohibited in Broad Range of Consumer Credit Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • July 11 2017

On July 10, the Consumer Financial Protection Bureau (CFPB) issued its Final Arbitration Rule. While the CFPB's Final Rule publication weighs in at


UK Regulator Proposes to Adopt Requirements on Fund Managers to Act in Investors’ Best Interest
  • Katten Muchin Rosenman LLP
  • USA
  • July 9 2017

The UK Financial Conduct Authority proposed new measures to ensure the safety of consumers' invested funds with asset managers. The study found that


Global Regulator Coordinator Cites Significant Interdependence Among CCPs and Clearing Members
  • Katten Muchin Rosenman LLP
  • Global, USA
  • July 9 2017

The Financial Stability Board reported that "considerable progress" has been made by world regulators and regulatory organizations since the


CFPB Seeks Comment on Proposed Changes to Prepaid Rule
  • Katten Muchin Rosenman LLP
  • USA
  • June 23 2017

On June 15, the Consumer Financial Protection Bureau (CFPB), announced that it is seeking comments on proposed updates to its prepaid rule, "Prepaid