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Results: 1-10 of 428

CFTC Releases Rule Enforcement Review of the North American Derivatives Exchange
  • Katten Muchin Rosenman LLP
  • USA
  • August 4 2017

The Commodity Futures Trading Commission Division of Market Oversight (DMO) recently released the results of a rule enforcement review of the North


CFTC Extends Relief From Transaction-Level Requirements for Non-US Swap Dealers
  • Katten Muchin Rosenman LLP
  • USA
  • July 28 2017

The Division of Swap Dealer and Intermediary Oversight, the Division of Clearing and Risk and the Division of Market Oversight (collectively, the


CFTC Announces Review of Swaps Reporting Regulations
  • Katten Muchin Rosenman LLP
  • USA
  • July 14 2017

On July 10, the Commodity Futures Trading Commission’s Division of Market Oversight (Division) issued Staff Letter 17-33 (Staff Letter), which


CFTC Issues Conditional No-Action Relief From Swap Data Repository Reporting
  • Katten Muchin Rosenman LLP
  • USA
  • July 7 2017

On June 30, the Commodity Futures Trading Commission’s Division of Market Oversight and Division of Clearing and Risk (Divisions) provided conditional


CFTC Issues Order of Registration to Dubai Mercantile Exchange
  • Katten Muchin Rosenman LLP
  • USA
  • June 30 2017

On June 21, the Commodity Futures Trading Commission announced that it issued an Order of Registration to the Dubai Mercantile Exchange (DME), a


CFTC Unanimously Approves Revisions to Delegated Authorities and Technical Amendments
  • Katten Muchin Rosenman LLP
  • USA
  • June 23 2017

As a result of the recent Commodity Futures Trading Commission restructuring, the CFTC recently approved a Final Rule on Revisions to CFTC Delegated


CFTC Revisions to Freedom of Information Act Regulations
  • Katten Muchin Rosenman LLP
  • USA
  • June 23 2017

The Commodity Futures Trading Commission is revising certain provisions of its regulations for disclosing records under the Freedom of Information


Market Risk Advisory Committee to Host Public Meeting
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom, USA
  • June 16 2017

On June 20, the Commodity Futures Trading Commission Market Risk Advisory Committee will hold a meeting at the CFTC’s headquarters in Washington, DC


NFA Issues Notice Regarding Monthly Risk Data Reporting Requirements for Swap Dealers
  • Katten Muchin Rosenman LLP
  • USA
  • June 2 2017

On May 30, the National Futures Association (NFA) issued Interpretive Notice I-17-1 (Notice), which sets forth the specific list of risk metrics that


CFTC Extends No-Action Relief to SEFs and DCMs From Certain Error Correction Regulations
  • Katten Muchin Rosenman LLP
  • USA
  • June 2 2017

On May 30, the Commodity Futures Trading Commission's (CFTC) Division of Market Oversight and Division of Clearing and Risk (Divisions) issued Staff