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MiFID 2: advising clients independence, suitability and appropriateness
  • Dentons
  • European Union
  • September 14 2015

MiFID 1 now seems simplistic in terms of its provisions surrounding advice to clients, although, at the time it was agreed and implemented, it caused


MiFID 2: PRA issues consultation paper
  • Dentons
  • European Union, United Kingdom
  • March 24 2016

Currently, the MiFID 2 package is still scheduled to take effect on 3 January 2017. Member States are supposed to have finalised necessary changes to


Red alert: new market abuse rules to apply from 3 July
  • Dentons
  • European Union
  • March 16 2016

The Market Abuse Regulation (MAR) (Regulation (EU) No 5962014) starts applying in all EU Member States from 3 July. It replaces the Market Abuse


MiFID 2: Changes to Client Assets Requirements
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

Previous articles in our MiFID 2 series have considered the effects of MiFID 2 on, among other things, dealings with customers, advice, transparency


MiFID II - EU access for non-EU portfolio managers
  • Dentons
  • European Union, Germany
  • July 5 2017

As of 3 January 2018, the Markets in Financial Instruments Directive II (MiFID II) will significantly amend the way forward for non-EU firms (third


Council publishes Ecofin conclusions
  • Dentons
  • European Union
  • December 11 2009

The Council has published the conclusions from last week's Economic and Financial Affairs meeting


Commission welcomes CRD progress
  • Dentons
  • European Union
  • May 8 2009

Charlie McCreevy is pleased there is appetite for a first reading approval of the Community Programme to support activities in the field of financial services, financial reporting and auditing


Commission publishes reform deadlines
  • Dentons
  • European Union
  • June 11 2010

The Commission has published a draft Communication on regulating financial services for sustainable growth


Commission speaks on priorities
  • Dentons
  • European Union
  • May 21 2010

Michel Barnier has outlined the steps the EU has so far taken to work towards the G20 commitments, and the steps planned for the future


ECB publishes CRD 3 opinion
  • Dentons
  • European Union
  • August 13 2010

ECB has published its opinion on the Capital Requirements Directive 3 proposal (on trading book, re-securitisations and supervisory review of remuneration policies