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Results: 1-10 of 27

FSA publishes decision notices before tribunal hearing
  • Dentons
  • United Kingdom
  • May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal


FSA reviews DEPP and EG
  • Dentons
  • United Kingdom
  • October 22 2010

FSA is consulting on changes to its Decision Procedure and Penalties Manual and Enforcement Guide as a result of its 2010 review


Up next from FSA
  • Dentons
  • United Kingdom
  • October 1 2010

Before the end of October, FSA plans to publish feedback and rules on implementing aspects of the FS Act 2010


Up next from FSA
  • Dentons
  • United Kingdom
  • January 7 2011

In the first quarter of 2011, FSA plans to publish: policy statement on its fees and levies policy and consultation on its fees and levies for 20112012


Complaints Commissioner upholds FSA fee demands
  • Dentons
  • United Kingdom
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased


FSA consults on CMAR
  • Dentons
  • United Kingdom
  • February 18 2011

Following FSA's decision to introduce the Client Money and Asset Return (CMAR), it is now consulting on how to implement it


FSA bans former partner
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has banned a former partner in a City firm from working in financial services


Commission consults on financial sector taxation
  • Dentons
  • European Union
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects


FSA bans firm for failing to pay skilled person
  • Dentons
  • United Kingdom
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report


Commission calls for CRD2 implementation
  • Dentons
  • European Union
  • June 24 2011

The Commission has called on Belgium and Greece to notify it within two months of measures they have taken to implement the second Capital Requirements Directive (CRD2