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Results: 1-10 of 713

What does the FCA's Annual Report 201617 tell us about enforcement priorities?
  • Dentons
  • United Kingdom
  • August 1 2017

The FCA has been quick to say that it is not going soft, in its Annual Report and Accounts for 201617. It is easy to see why it feels the need to


UK beneficial ownership registers - how recent developments affect finance transactions
  • Dentons
  • United Kingdom
  • July 26 2017

This year the UK government has introduced, updated and consulted on various measures to make the identity of those investing in the UK more


How to spot PEPs and what to do with them - the FCA's Finalised Guidance 175
  • Dentons
  • United Kingdom
  • July 24 2017

The guidance issued by the FCA in FG 175 (the Guidance) is likely to make a significant difference to the way in which firms identify and manage


People with significant control regime: expanded scope and more regular reporting
  • Dentons
  • United Kingdom
  • July 20 2017

Changes to the UK's regime for the disclosure by companies of their significant controllers (the PSC regime) took effect on 26 June 2017. The changes


Judgments - July 6th 2017 - Clarity provided by the Court of Appeal on the operation of the consent regime in POCA
  • Dentons
  • United Kingdom
  • July 6 2017

The Court of Appeal in this case provided further clarity for banks in relation to the money laundering suspicious activity regime contained in the


Judgments - July 6th 2017 - Tight controls on the extent of privilege
  • Dentons
  • United Kingdom
  • July 6 2017

The High Court has given a strict interpretation on the issue of litigation privilege. The SFO started proceedings against Eurasian Natural Resources


Financial Regulatory Developments 6th July 2017 - Final Notices
  • Dentons
  • Switzerland, United Kingdom
  • July 6 2017

Manjeet Mohal, a former business analyst at Logica Plc, has been sentenced for insider dealing along with his neighbour, Reshim Birk. Mr Mohal was


Judgments - July 6th 2017 - Settlement payment of £815 million by Société Générale SA to the Libyan Investment Authority
  • Dentons
  • United Kingdom, USA
  • July 6 2017

In May 2017, Société Générale SA (SocGen) and three companies within its group settled their dispute with the Libyan Investment Authority (LIA) by


The reform on asset recovery in criminal proceedings
  • Dentons
  • United Kingdom
  • June 30 2017

As of 1 July 2017 new rules under the Criminal Code (StGB) and Criminal Procedural Order (StPO) shall enter into force to regulate the recovery of


New rules on significant controllers target AIM
  • Dentons
  • United Kingdom
  • June 26 2017

UK incorporated AIM companies are now within scope of the "people with significant control" regime in Part 21A of the Companies Act 2006 (the PSC