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Clayton Utz | Australia, United Kingdom | 27 Jun 2019

Changes to AFCA Rules approved and amended Operational Guidelines released for legacy complaints

On 18 June 2019, ASIC announced that it has approved amendments to the Australian Financial Complaints Authority Rules (AFCA) Rules which will allow


Clayton Utz | Australia | 16 Aug 2018

ASIC funding boost to fund expanded regulatory and enforcement program

ASIC will be using its increased funding for new approaches to regulation and enforcement, including embedding supervisory officers in financial


Clayton Utz | Australia | 16 Aug 2018

Notifiable Data Breaches second quarterly report gives useful insight into data security vulnerabilities

Malicious or criminal attacks, followed by human error, are the greatest causes of notified data breaches, so entities should focus their data


Clayton Utz | Australia | 15 Feb 2018

Consultation on the proposed Mandatory Comprehensive Credit Reporting Regime closing soon

After announcing on 2 November 2017 that it would legislate for a mandatory comprehensive credit reporting regime by 1 July 2018 on the four major


Clayton Utz | Australia | 9 Nov 2017

Big penalties imposed for breaches of the best interests duty

To comply with the best interests duty and associated provisions, above all else, licensees must establish and maintain adequate processes and


Clayton Utz | Australia | 26 Oct 2017

Changes to corporate governance in banking groups: impacts of the Banking Executive Accountability Regime (BEAR)

ADIs and their subsidiaries need to take four steps to get ready for the Banking Executive Accountability Regime. On 19 October 2017 the Government


Clayton Utz | Australia | 4 Aug 2016

Take culture out of the risk pile and make it your competitive advantage

You should be proactive, not reactive, and nurture your culture into an asset that generates a competitive advantage. Culture matters. It matters to


Clayton Utz | Australia | 27 Jul 2016

Late payment fees for credit cards not penalties, says High Court

Broad view taken will have ramifications beyond the financial services sector. Late payment fees charged by ANZ on its credit cards are not


Clayton Utz | Australia | 9 Jun 2016

Fintech regulatory sandbox one step closer with release of consultation paper

The long-awaited fintech regulatory sandbox could be a step closer with the release on Wednesday 8 June 2016 of the consultation paper promised in


Clayton Utz | Australia | 12 May 2016

Government response to Senate Committee's report on credit cards - consultation closes soon

The Government is looking at a two-phase process focused on legislative protection of vulnerable consumers, competitive pressure on credit card

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