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Results: 1-10 of 4,215

The Equity Margin Project: IIROC Withdraws Phase II of the Main Proposal for the New Methodology for Margining Equity Securities
  • Stikeman Elliott LLP
  • Canada
  • August 11 2017

On July 13, 2017, the Investment Industry Regulatory Organization of Canada published IIROC Notice 17-0144 Withdrawal of the New Methodology for


IIROC Best Execution Amendments and Guidance
  • Stikeman Elliott LLP
  • Canada
  • August 3 2017

On July 6, 2017, the Investment Industry Regulatory Organization of Canada (IIROC) published final amendments to the Universal Market Integrity Rules


NI 31-103 Amendments: EMDs Banned from Prospectus Offerings
  • Stikeman Elliott LLP
  • Canada
  • August 3 2017

Under a series of amendments to National Instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations published on


Security and asset classes in Canada
  • Stikeman Elliott LLP
  • Canada, Global
  • July 28 2017

A structured guide to security and asset classes in Canada


What Proponents Need to Know About the New SCC Decisions on Consultation of Indigenous Peoples
  • Stikeman Elliott LLP
  • Canada
  • July 28 2017

In Clyde River (Hamlet) v. Petroleum Geo-Services Inc. and its companion case Chippewas of the Thames First Nation v. Enbridge Pipelines Inc


Structuring a lending transaction in Canada
  • Stikeman Elliott LLP
  • Canada, Global
  • July 28 2017

A structured guide to structuring a lending transaction in Canada


CSA Staff Publish Commentary on MI 61-101 Including the Use of Special Committees and Fairness Opinions
  • Stikeman Elliott LLP
  • Canada
  • July 28 2017

Staff of the securities regulatory authorities in each of Ontario, Quebec, Alberta, Manitoba, and New Brunswick have published commentary on


Enforcement of loans, guarantees and security documentation in Canada
  • Stikeman Elliott LLP
  • Canada
  • July 28 2017

A structured guide to enforcement of loans, guarantees and security documentation in Canada


Finance and secured lending in Canada
  • Stikeman Elliott LLP
  • Canada
  • July 28 2017

A structured guide to finance and secured lending in Canada


OSC 2017 Annual Report for Registrants: 10 Take-aways
  • Stikeman Elliott LLP
  • Canada
  • July 25 2017

On July 11, 2017, the Ontario Securities Commission released Staff Notice 33-748 Annual Summary Report for Dealers, Advisers and Investment Fund