33 results found
Morrison & Foerster LLP | USA | 24 May 2016
What is the RAISE Act and How Useful will it be to Sellers of Private Company Shares?
With the enactment of the Jumpstart Our Business Startups (JOBS) Act of 2012, private companies have the ability to defer an IPO and SEC reporting
Morrison & Foerster LLP | USA | 29 Sep 2011
SEC proposes Dodd-Frank conflicts of interest rules
On September 19, 2011, the Securities and Exchange Commission released a proposed rule (“Proposed Rule 127B”) implementing the conflicts of interest provisions of section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which added a new section 27B to the Securities Act of 1933, as amended.
Morrison & Foerster LLP | USA | 14 Jul 2011
A unit investment trust, which is a type of registered investment company under the Investment Company Act of 1940 (the 1940 Act), may be used as a means of offering structured investments.
Morrison & Foerster LLP | USA | 19 Feb 2009
FDIC to extend TLGP; FDIC-guaranteed debt exempt from SEC and OCC registration
On February 10, 2009, the FDIC announced plans to extend the Temporary Liquidity Guarantee Program’s Debt Guarantee Program final debt issuance date from June 30, 2009 to October 31, 2009.