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Morrison & Foerster LLP | USA | 29 Sep 2011
SEC proposes Dodd-Frank conflicts of interest rules
On September 19, 2011, the Securities and Exchange Commission released a proposed rule (“Proposed Rule 127B”) implementing the conflicts of interest provisions of section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which added a new section 27B to the Securities Act of 1933, as amended.
Morrison & Foerster LLP | USA | 24 May 2011
Dodd-Frank Act rulemaking update: SEC proposal for removal of certain references to credit ratings in Rules 101 and 102 of Regulation M
On April 27, 2011, the U.S. Securities and Exchange Commission (the “SEC”) proposed amendments to five rules and one form under the Securities Exchange Act of 1934 (the “Exchange Act”) to remove all references to credit ratings and substitute alternative standards of creditworthiness.