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143 results found

Article

Morrison & Foerster LLP | USA | 22 Apr 2019

Banking agencies propose a more tiered approach to large foreign bank supervision

On April 8, 2019, the federal banking agencies (the “Agencies”) released two proposals1 (the “Tailoring Proposals”) which, if adopted, would

Article

Morrison & Foerster LLP | USA | 23 Jan 2018

SEC releases liquidity rule FAQs

The staff of the SEC's Division of Investment Management released this week a series of Frequently Asked Questions (FAQs) regarding new Rule 22e-4

Article

Morrison & Foerster LLP | USA | 31 Oct 2017

Treasury Department Urges PrinciplesBased Regulation of Money Managers; Delay of Implementation of Liquidity Risk Management and Fiduciary Rules

The U.S. Department of the Treasury's report on asset management and insurance recommends, among other things, a delay in implementation of the SEC's

Article

Morrison & Foerster LLP | USA | 10 Oct 2017

Treasury Report, Part II: Regulation of the Capital Markets

The U.S. Department of the Treasury ("Treasury Department" or "Treasury") issued its second report (of four reports), titled "A Financial System that

Article

Morrison & Foerster LLP | USA | 14 Aug 2017

Access to Capital and Liquidity

The SEC’s Division of Economic and Risk Analysis (DERA) recently produced a Report to Congress regarding the impacts of the Dodd-Frank Act on access

Article

Morrison & Foerster LLP | USA | 22 Jun 2017

Reform or recalibration?

In the absence of legislative proposals from the Trump Administration, the US Congress looks to roll back Dodd-Frank. But while any dramatic changes

Article

Morrison & Foerster LLP | USA | 3 Feb 2017

Investment Management Legal Regulatory Update - February 2017

On January 13, 2017, the U.S. Department of Labor...

Article

Morrison & Foerster LLP | USA | 13 Dec 2016

Federal Reserve Board Announces Procedures to Request an Extended Transition Period to Conform Illiquid Funds to the Volcker Rule

On December 9, 2016, the Board of Governors of the Federal Reserve System ("Federal Reserve Board") issued SR 16-18, "Procedures for a Banking Entity

Article

Morrison & Foerster LLP | USA | 3 Oct 2016

Commencement of Tick Size Pilot Program

Today, the two-year tick size pilot program, which was proposed by the national securities exchanges and FINRA in June 2014 and approved by the SEC in

Article

Morrison & Foerster LLP | USA | 19 Jul 2016

SEC Advisory Committee on Small and Emerging Companies Meets

On July 19, 2016, the Advisory Committee on Small and Emerging Companies met to discuss the “accredited investor” definition, the Regulation A market

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