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136 results found

Article

Morrison & Foerster LLP | USA | 19 Mar 2018

Senate Passes Financial Regulatory Reform Bill

On March 14, 2018, the U.S. Senate passed S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act." If enacted into law, S

Article

Morrison & Foerster LLP | USA | 31 Oct 2017

Treasury Department Urges PrinciplesBased Regulation of Money Managers; Delay of Implementation of Liquidity Risk Management and Fiduciary Rules

The U.S. Department of the Treasury's report on asset management and insurance recommends, among other things, a delay in implementation of the SEC's

Article

Morrison & Foerster LLP | USA | 1 Mar 2017

SEC Revisits Industry Guide 3 Disclosure Requirements

At an open meeting today, the SEC voted to issue a request for comment (RFC) on the disclosures required by Industry Guide 3, which applies to the

Article

Morrison & Foerster LLP | USA | 1 Feb 2017

Tailoring More Stringent Prudential Standards Under Section 165 of Dodd-Frank: Fed Finalizes Stress Test Relief for Large and Noncomplex Firms

On January 30, 2017, the Board of Governors of the Federal Reserve System (the "Federal Reserve") adopted a final rule (the "Final CCAR Rule") that

Article

Morrison & Foerster LLP | USA | 17 Nov 2016

Inside FINRA's "Cross-Selling Sweep"

In response to recent highly-publicized scrutiny of bank cross-selling practices, FINRA announced in October 2016 that it is conducting a sweep of

Article

Morrison & Foerster LLP | USA | 2 Nov 2016

Inside FINRA’s “Cross-Selling Sweep”

In response to recent highly-publicized scrutiny of bank cross-selling practices, FINRA announced in October 2016 that it is conducting a sweep of

Article

Morrison & Foerster LLP | USA | 14 Sep 2016

Considerations for Foreign Banks Financing in the United States

Foreign issuers, including foreign banks, which are considering accessing the US capital markets have a number of financing alternatives. As

Article

Morrison & Foerster LLP | USA | 14 Sep 2016

TLAC: Clearing up Misconceptions

The popular press is perpetuating misconceptions regarding the Federal Reserve's proposed TLAC requirements. The TLAC proposal is leading some bank

Article

Morrison & Foerster LLP | USA | 8 Jul 2016

Federal Reserve Officially Extends Volcker Rule Conformance Period with Respect to “Legacy Covered Funds” to July 21, 2017

The Board of Governors of the Federal Reserve System (“Federal Reserve”), consistent with its previously announced intention, extended the

Article

Morrison & Foerster LLP | USA | 6 Jul 2016

Financing Subsidiaries and SEC Registration

As readers of this publication know, in order to address the expected new U.S. regulatory capital requirements, a number of U.S. bank holding

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