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38 results found

Article

Morrison & Foerster LLP | United Kingdom | 17 Jun 2013

UK’s FCA restricts marketing of unregulated collective investment schemes and similar products to retail investors

Following a public consultation conducted by its predecessor, the Financial Services Authority (FSA), the Financial Conduct Authority (FCA) of the UK

Article

Morrison & Foerster LLP | USA | 26 Sep 2011

Battle California! Sales tax nexus gets even more interesting

In the past, we have reported on so-called affiliate nexus or “Amazon” statutes and the challenges brought by Amazon.

Article

Morrison & Foerster LLP | USA | 27 Jul 2011

FINRA warns investors about chasing returns in structured products and other investments

On July 25, 2011, FINRA issued an investor alert that warns investors about the risks of investing in riskier and sometimes complex products that promise higher returns.

Article

Morrison & Foerster LLP | USA | 27 Jul 2011

FINRA’s proposed revisions to Rule 2210, communications with the public: expected impact on the structured products market

In July 2011, FINRA proposed to amend several of its rules relating to broker-dealers’ communications with the public.

Article

Morrison & Foerster LLP | United Kingdom | 7 Jul 2011

Product intervention

As we have previously discussed, the UK Financial Services Authority (the “FSA”) signaled a sea change in the way retail financial products will be regulated in the UK in its Discussion Paper on product intervention published in January 2011 (the “Discussion Paper”).

Article

Morrison & Foerster LLP | United Kingdom | 5 Jul 2011

Product intervention in the UK and the new FCA

As we have previously discussed, the UK Financial Services Authority (the “FSA”) signalled a sea change in the way retail financial products will be regulated in the UK in its Discussion Paper on product intervention published in January 2011 (the “Discussion Paper”).

Article

Morrison & Foerster LLP | USA | 1 Feb 2011

Department applies customer-based sourcing of receipts under Article 9-A

The New York State Department of Taxation and Finance has issued an Advisory Opinion addressing how receipts from the sale and processing of prepaid debit cards should be sourced under Article 9-A.

Article

Morrison & Foerster LLP | USA | 4 Jun 2010

Re-gifting the gift card rule

More regulation for the payment card industry is on the way.

Article

Morrison & Foerster LLP | USA | 7 Apr 2010

Final gift card rule implementing Credit Card Accountability Responsibility and Disclosure Act of 2009

On April 1, 2010, the Federal Reserve Board ("Board") published in the Federal Register amendments to Regulation E ("Rule") to implement the gift card provisions of the "Credit Card Accountability Responsibility and Disclosure Act of 2009" (the "CARD Act" or "Act").

Article

Morrison & Foerster LLP | USA | 16 Nov 2009

Federal Reserve Board proposes gift card rules

Today, the Federal Reserve Board ("Board") released a proposed rule to implement the gift card provisions contained in the Credit Card Accountability Responsibility and Disclosure Act ("CARD Act") that would restrict the fees and expiration dates that may apply to gift cards.

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