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163 results found

Article

Morrison & Foerster LLP | USA | 11 Apr 2019

SEC Adopts FAST Act Amendments to Streamline Disclosure Requirements

On March 20, 2019, the Securities and Exchange Commission (the “Commission”) adopted rule amendments to modernize and simplify certain disclosure

Article

Morrison & Foerster LLP | USA | 10 Apr 2019

SEC Issues Historic No-Action Letter and Releases Framework for “Investment Contract” Analysis of Digital Assets

On April 3, 2019, the Strategic Hub for Innovation and Financial Technology (“FinHub”) of the U.S. Securities and Exchange Commission (“SEC”)

Article

Morrison & Foerster LLP | USA | 5 Feb 2019

SEC Adopts Dodd-Frank Act Hedging Disclosure Rule

On December 18, 2018, the SEC adopted amendments to its rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection

Article

Morrison & Foerster LLP | USA | 28 Jan 2019

SEC Division of Corporation Finance Provides Guidance on Resumption of Operations Following the Government Shutdown

On January 27, 2019, the Division of Corporation Finance (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC” or the

Article

Morrison & Foerster LLP | USA | 23 Jan 2019

SEC Regulation A: Not Just for Private Companies Anymore

The SEC recently adopted amendments to Regulation A under the Securities Act of 1933, as amended (the “Securities Act”) that will allow SEC reporting

Article

Morrison & Foerster LLP | USA | 12 Jul 2018

OCIE Risk Alert Identifies Common Best Execution Deficiencies

On July 11, 2018, the SEC’s Office of Compliance Inspections and Examinations (OCIE) published a Risk Alert identifying the most common deficiencies

Article

Morrison & Foerster LLP | USA | 11 Jun 2018

Not Just for Banks: Congress Passes Legislation Providing Relief from Dodd-Frank Era Regulations Restricting Capital Formation

On May 24, 2018, President Trump signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act (the “Act”). While much of the

Article

Morrison & Foerster LLP | USA | 26 Oct 2017

SEC Staff Solves Section 28(e)-MiFID II Compliance ConundrumFor Now

In a series of three “no-action” letters, the staff of the Securities and Exchange Commission (SEC) published guidance to address concerns by U.S

Article

Morrison & Foerster LLP | USA | 12 Oct 2017

FAST and Furious: Proposed Amendments to Regulation S-K Requirements

In recent months, there has been an active dialogue regarding the regulatory burdens for public companies and whether these burdens have contributed

Article

Morrison & Foerster LLP | USA | 18 Aug 2017

Update to Registration Statement Processing Procedures

The Staff of the SEC also recently updated the procedures relating to nonpublic review of draft registration statements. Specifically, the following

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